0001209191-14-055032.txt : 20140829 0001209191-14-055032.hdr.sgml : 20140829 20140829154415 ACCESSION NUMBER: 0001209191-14-055032 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140829 DATE AS OF CHANGE: 20140829 EFFECTIVENESS DATE: 20140829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-223888 FILM NUMBER: 141075279 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 D 1 primary_doc.xml X0707 D LIVE 0000948708 SMITH MICRO SOFTWARE INC 51 COLUMBIA ALISO VIEJO CA CALIFORNIA 92656 949.362.5800 DELAWARE None None Corporation true William W. Smith 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Executive Officer Director Steven M. Yasbek 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Executive Officer Rick Carpenter 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Executive Officer David P. Sperling 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Executive Officer Thomas G. Campbell 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Director Samuel Gulko 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Director Andrew Arno 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Director Gregory Szabo 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Director Telecommunications $25,000,001 - $100,000,000 06b false 2014-08-20 false true false 0 Emerging Growth Equities, Ltd. 47040 None None 1150 First Avenue Suite 450 King of Prussia PA PENNSYLVANIA 19406 CA CALIFORNIA FL FLORIDA MA MASSACHUSETTS MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA UT UTAH WI WISCONSIN 5600000 5586197 13803 false 27 223448 0 Sales commissions are $195,382.52 for Emerging Growth Equities, Ltd. and $28,065.34 for Security Research Associates, Inc. 0 false SMITH MICRO SOFTWARE INC /s/ Steven M. Yasbek Steven M. Yasbek Chief Financial Officer 2014-08-29