0000948708-26-000002.txt : 20260630 0000948708-26-000002.hdr.sgml : 20260630 20260630090717 ACCESSION NUMBER: 0000948708-26-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20260630 DATE AS OF CHANGE: 20260630 EFFECTIVENESS DATE: 20260630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-589078 FILM NUMBER: 261138396 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 D 1 primary_doc.xml X0708 D LIVE 0000948708 SMITH MICRO SOFTWARE, INC. 5800 CORPORATE DRIVE PITTSBURGH PA PENNSYLVANIA 15237 4128375300 DELAWARE SMITH MICRO SOFTWARE, INC SMITH MICRO SOFTWARE INC Corporation true Timothy C. Huffmyer 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Executive Officer Director President, Chief Executive Officer, Director William W. Smith Jr. 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Executive Officer Director Executive Chairman of the Board Bethany M. Braund 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Executive Officer Vice President, Chief Financial Officer and Treasurer Andrew Arno 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Thomas G. Campbell 5800 Corporate Drive Suite 200 Pittsburgh PA PENNSYLVANIA 15237 Director Steven L. Elfman 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Samuel Gulko 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Asha Keddy 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Telecommunications Decline to Disclose 06b false 2026-06-15 false true true false 0 Indefinite 0 Indefinite Value indeterminable at time of offering of new warrants exercisable for up to 487,349 shares of Common Stock at $3.80/share issued in inducement offer to exercise same number of prior Oct. 2024 reg. direct offering warrants at $3.35/share. false 6 0 0 0 false SMITH MICRO SOFTWARE, INC. /s/ Timothy C. Huffmyer Timothy C. Huffymer President and Chief Executive Officer 2026-06-29