0000948708-26-000001.txt : 20260316 0000948708-26-000001.hdr.sgml : 20260316 20260316155335 ACCESSION NUMBER: 0000948708-26-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20260316 DATE AS OF CHANGE: 20260316 EFFECTIVENESS DATE: 20260316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-576629 FILM NUMBER: 26756432 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 D 1 primary_doc.xml X0708 D LIVE 0000948708 SMITH MICRO SOFTWARE, INC. 5800 CORPORATE DRIVE PITTSBURGH PA PENNSYLVANIA 15237 4128375300 DELAWARE SMITH MICRO SOFTWARE, INC SMITH MICRO SOFTWARE INC Corporation true Timothy C. Huffmyer 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Executive Officer Vice President, Chief Operating Officer, Chief Financial Officer and Treasurer William W. Smith Jr. 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Executive Officer Director Chairman of the Board, President, and Chief Executive Officer Andrew Arno 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Thomas G. Campbell 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Steven L. Elfman 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Samuel Gulko 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Asha Keddy 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Chetan Sharma 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Gregory J. Szabo 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Telecommunications Decline to Disclose 06b false 2026-03-06 false true true true false 0 4889325 4889325 0 Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent private placement of secured convertible notes. false 6 0 0 0 The Company intends to use the proceeds to fully repay notes due March 31, 2026 up to $2.2 million plus any accrued interest from extensions and for general corporate purposes. false SMITH MICRO SOFTWARE, INC. /s/ Jennifer M. Reinke Jennifer M. Reinke VP, General Counsel and Secretary 2026-03-16