0000948708-25-000020.txt : 20251120 0000948708-25-000020.hdr.sgml : 20251120 20251120110906 ACCESSION NUMBER: 0000948708-25-000020 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20251120 DATE AS OF CHANGE: 20251120 EFFECTIVENESS DATE: 20251120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-564538 FILM NUMBER: 251501699 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 D 1 primary_doc.xml X0708 D LIVE 0000948708 SMITH MICRO SOFTWARE, INC. 5800 CORPORATE DRIVE PITTSBURGH PA PENNSYLVANIA 15237 4128375300 DELAWARE SMITH MICRO SOFTWARE, INC SMITH MICRO SOFTWARE INC Corporation true Timothy C. Huffmyer 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Executive Officer Vice President, Chief Operating Officer, Chief Financial Officer and Treasurer William W. Smith Jr. 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Executive Officer Director Chairman of the Board, President, and Chief Executive Officer Andrew Arno 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Thomas G. Campbell 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Steven L. Elfman 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Samuel Gulko 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Asha Keddy 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Chetan Sharma 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Gregory J. Szabo 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Telecommunications Decline to Disclose 06b false 2025-11-06 false true true false 0 Roth Capital Partners, LLC 15407 None None 888 San Clemente Drive Suite 400 Newport Beach CA CALIFORNIA 92660 CA CALIFORNIA NY NEW YORK true Indefinite 0 Indefinite Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent registered direct offering of common stock. false 11 0 true 0 Fees paid to Roth Capital Partners, LLC as placement agent in connection with the warrant issuance are indeterminable. Warrants were issued in connection with a concurrent registered direct offering of common stock. 0 false SMITH MICRO SOFTWARE, INC. /s/ Timothy C. Huffmyer Timothy C. Huffmyer Vice President, COO, CFO and Treasurer 2025-11-20