0000948708-25-000017.txt : 20250804 0000948708-25-000017.hdr.sgml : 20250804 20250804084937 ACCESSION NUMBER: 0000948708-25-000017 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20250804 DATE AS OF CHANGE: 20250804 EFFECTIVENESS DATE: 20250804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-553548 FILM NUMBER: 251178271 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 D 1 primary_doc.xml X0708 D LIVE 0000948708 SMITH MICRO SOFTWARE, INC. 5800 CORPORATE DRIVE PITTSBURGH PA PENNSYLVANIA 15237 4128375300 DELAWARE SMITH MICRO SOFTWARE, INC SMITH MICRO SOFTWARE INC Corporation true Timothy C. Huffmyer 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Executive Officer Vice President, Chief Operating Officer, Chief Financial Officer and Treasurer William W. Smith Jr. 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Executive Officer Director Chairman of the Board, President, and Chief Executive Officer Andrew Arno 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Thomas G. Campbell 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Steven L. Elfman 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Samuel Gulko 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Asha Keddy 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Chetan Sharma 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Gregory J. Szabo 5800 Corporate Drive Pittsburgh PA PENNSYLVANIA 15237 Director Telecommunications Decline to Disclose 06b false 2025-07-18 false true true false 0 Chardan Capital Markets LLC 120128 None None 1 Pennsylvania Plaza Suite 4800 New York NY NEW YORK 10119 NY NEW YORK false Indefinite 0 Indefinite Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent registered direct offering of common stock. false 3 0 true 0 Fees paid to Chardan Capital Markets LLC in connection with warrant issuance are indeterminable. Warrants were issued in connection with a concurrent registered direct offering. 0 false SMITH MICRO SOFTWARE, INC. Timothy Huffmyer Timothy C. Huffmyer Vice President, Chief Operating Officer, Chief Financial Off 2025-08-01