0000946486-17-000002.txt : 20171102 0000946486-17-000002.hdr.sgml : 20171102 20171102134935 ACCESSION NUMBER: 0000946486-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 EFFECTIVENESS DATE: 20171102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/ CENTRAL INDEX KEY: 0000946486 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943171943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-297988 FILM NUMBER: 171171622 BUSINESS ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 BUSINESS PHONE: 2154889300 MAIL ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 FORMER COMPANY: FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19971201 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC DATE OF NAME CHANGE: 19961121 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN INC DATE OF NAME CHANGE: 19950609 D 1 primary_doc.xml X0708 D LIVE 0000946486 WINDTREE THERAPEUTICS INC /DE/ 2600 KELLY ROAD SUITE 100 WARRINGTON PA PENNSYLVANIA 18976 2154889300 DELAWARE DISCOVERY LABORATORIES INC /DE/ ANSAN PHARMACEUTICALS INC ANSAN INC Corporation true Craig E. Fraser 2600 Kelly Road Suite 100 Warrington PA PENNSYLVANIA 18976 Executive Officer Director John R. Leone 2600 Kelly Road Suite 100 Warrington PA PENNSYLVANIA 18976 Director Joseph M. Mahady 2600 Kelly Road Suite 100 Warrington PA PENNSYLVANIA 18976 Director Bruce A. Peacock 2600 Kelly Road Suite 100 Warrington PA PENNSYLVANIA 18976 Director Marvin E. Rosenthale 2600 Kelly Road Suite 100 Warrington PA PENNSYLVANIA 18976 Director Kathryn Cole 2600 Kelly Road Suite 100 Warrington PA PENNSYLVANIA 18976 Executive Officer George Cox 2600 Kelly Road Suite 100 Warrington PA PENNSYLVANIA 18976 Executive Officer Steven A. Simonson 2600 Kelly Road Suite 100 Warrington PA PENNSYLVANIA 18976 Executive Officer John A. Tattory 2600 Kelly Road Suite 100 Warrington PA PENNSYLVANIA 18976 Executive Officer Mary B. Templeton 2600 Kelly Road Suite 100 Warrington PA PENNSYLVANIA 18976 Executive Officer Lawrence A. Weinstein 2600 Kelly Road Suite 100 Warrington PA PENNSYLVANIA 18976 Executive Officer Biotechnology $1,000,001 - $5,000,000 06b false 2017-10-27 false true true This transaction will also result in cancellation of Issuer's debt to Lee's Pharmaceutical and Deerfield Management false The transaction will result in a change of control of Issuer. 0 10307632 10307632 0 Issuer filed an 8-K regarding the Offering on November 1, 2017. false 17 0 0 0 false WINDTREE THERAPEUTICS INC /DE/ Mary B. Templeton Mary B. Templeton SVP, General Counsel 2017-11-02