0001144204-16-129187.txt : 20161024 0001144204-16-129187.hdr.sgml : 20161024 20161024163601 ACCESSION NUMBER: 0001144204-16-129187 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161024 DATE AS OF CHANGE: 20161024 EFFECTIVENESS DATE: 20161024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith & Associates Financial Fund, LLC CENTRAL INDEX KEY: 0000943562 IRS NUMBER: 000000000 STATE OF INCORPORATION: MI FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-273122 FILM NUMBER: 161948387 BUSINESS ADDRESS: STREET 1: 106 EAST 8TH STREET CITY: HOLLAND STATE: MI ZIP: 49423 BUSINESS PHONE: 6163960119 MAIL ADDRESS: STREET 1: 106 EAST 8TH STREET CITY: HOLLAND STATE: MI ZIP: 49423 FORMER COMPANY: FORMER CONFORMED NAME: SMITH & ASSOCIATES GREAT LAKES FINANCIAL FUND L L C DATE OF NAME CHANGE: 19950406 D 1 primary_doc.xml X0707 D LIVE 0000943562 Smith & Associates Financial Fund, LLC 106 E. 8TH STREET HOLLAND MI MICHIGAN 49423 616-396-9948 MICHIGAN Smith & Associates Great Lakes Financial Fund, L.L.C. SMITH & ASSOCIATES GREAT LAKES FINANCIAL FUND L L C Limited Liability Company true Benjamin A. Smith III 106 E. 8th Street Holland MI MICHIGAN 49423 Executive Officer Director Manager of Sole Manager (Smith Associates, LLC) Pooled Investment Fund Other Investment Fund false Decline to Disclose 06c 3C 3C.1 3C.7 false 2016-06-15 true true true false 0 Indefinite 12000 Indefinite false 1 0 0 0 false Smith & Associates Financial Fund, LLC /s/ Benj. A. Smith III Benj. A. Smith III Manager of Sole Manager (Smith Associates, LLC) 2016-09-07