0000899140-16-001487.txt : 20160614 0000899140-16-001487.hdr.sgml : 20160614 20160613212719 ACCESSION NUMBER: 0000899140-16-001487 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160614 DATE AS OF CHANGE: 20160613 EFFECTIVENESS DATE: 20160614 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL CORP CENTRAL INDEX KEY: 0000931921 IRS NUMBER: 980538848 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-93192-1N FILM NUMBER: 161711907 BUSINESS ADDRESS: STREET 1: HIGHBRIDGE CAPITAL CORPORATION STREET 2: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 287-4900 MAIL ADDRESS: STREET 1: HIGHBRIDGE CAPITAL CORPORATION STREET 2: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 D/A 1 primary_doc.xml X0707 D/A LIVE 0000931921 HIGHBRIDGE CAPITAL CORP HIGHBRIDGE CAPITAL CORPORATION 40 WEST 57TH STREET NEW YORK NY NEW YORK 10019 (212) 287-4900 CAYMAN ISLANDS None None Other A Cayman Islands Exempted Company with Limited Liability. true John Oliva c/o Highbridge Capital Management, LLC 40 West 57th Street New York NY NEW YORK 10019 Executive Officer John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer. Clive Harris c/o Highbridge Capital Management, LLC 40 West 57th Street New York NY NEW YORK 10019 Director Richard Crawshaw c/o Highbridge Capital Management, LLC 40 West 57th Street New York NY NEW YORK 10019 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-15-000770 1992-09-01 true true true false 100000 J.P. Morgan Securities LLC ("JPM") 79 J.P. Morgan Securities LLC 79 270 Park Avenue New York NY NEW YORK 10017 All States true Johnson Capital, LLC 47535 Johnson Capital, LLC 47535 215 Ampthill Road Richmond VA VIRGINIA 23226 All States true NEWEDGE USA, LLC 36118 NEWEDGE USA, LLC 36118 550 W. JACKSON, Suite 500 Chicago IL ILLINOIS 60661 All States true J.P. Morgan Institutional Investments Inc. ("JPMII") 102920 J.P. Morgan Institutional Investments Inc. 102920 270 Park Avenue New York NY NEW YORK 10017 All States true UBS FINANCIAL SERVICES INC. 8174 UBS FINANCIAL SERVICES INC. 8174 1200 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY 07086 All States true Indefinite 3888311366 Indefinite Responses for Items #13 & #14 are estimated. false 633 13129772 true 0 Historically, the Issuer and other sources paid fees to JPM and JPMII. Currently, fees may be paid to JPM, JPMII and UBS. Some fees are known to the Issuer and some fees are unknown to the Issuer and cannot be estimated. 0 true false HIGHBRIDGE CAPITAL CORP John Oliva John Oliva See the Clarification Box in Item #3 above 2016-06-13