0000924168-19-000021.txt : 20190404 0000924168-19-000021.hdr.sgml : 20190404 20190403174241 ACCESSION NUMBER: 0000924168-19-000021 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20190404 DATE AS OF CHANGE: 20190403 EFFECTIVENESS DATE: 20190404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-336403 FILM NUMBER: 19730327 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 D 1 primary_doc.xml X0708 D LIVE 0000924168 ENERGY FOCUS, INC/DE 32000 AURORA ROAD SUITE B SOLON OH OHIO 44139 4407151300 DELAWARE FIBERSTARS INC /CA/ Corporation true James Tu 44 Lynn Drive Englewood Cliffs NJ NEW JERSEY 07362 Executive Officer Director Michael Ramelot 1702 Whitham Ave Los Altos CA CALIFORNIA 94024 Director Jennifer Cheng 19 Ridge Place Pelham NY NEW YORK 10803 Director Geraldine McManus 485 Lake Road Far Hills NJ NEW JERSEY 07931 Director Robert Farkas 948 Crestview Drive San Carlos CA CALIFORNIA 94070 Director Manufacturing $5,000,001 - $25,000,000 06c false 2019-03-29 false true Subordinated Promissory Notes Convertible into Series A Convertible Preferred Stock false 10000 1700000 1700000 0 false 5 0 0 0 false ENERGY FOCUS, INC/DE James Tu James Tu Chairman, CEO and President 2019-04-03