0001478297-13-000001.txt : 20130201 0001478297-13-000001.hdr.sgml : 20130201 20130131192126 ACCESSION NUMBER: 0001478297-13-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130201 DATE AS OF CHANGE: 20130131 EFFECTIVENESS DATE: 20130201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARCA biopharma, Inc. CENTRAL INDEX KEY: 0000907654 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 363855489 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-191198 FILM NUMBER: 13564270 BUSINESS ADDRESS: STREET 1: 8001 ARISTA PLACE STREET 2: SUITE 200 CITY: BROOMFIELD STATE: CO ZIP: 80021 BUSINESS PHONE: 720-940-2200 MAIL ADDRESS: STREET 1: 8001 ARISTA PLACE STREET 2: SUITE 200 CITY: BROOMFIELD STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: NUVELO INC DATE OF NAME CHANGE: 20030203 FORMER COMPANY: FORMER CONFORMED NAME: HYSEQ INC DATE OF NAME CHANGE: 19970610 D 1 primary_doc.xml X0706 D LIVE 0000907654 ARCA biopharma, Inc. 8001 ARISTA PLACE SUITE 200 BROOMFIELD CO COLORADO 80021 720-940-2200 DELAWARE NUVELO INC HYSEQ INC Corporation true Michael R. Bristow 8001 Arista Place, Suite 430 Broomfield CO COLORADO 80021 Executive Officer Director Patrick M. Wheeler 8001 Arista Place, Suite 430 Broomfield CO COLORADO 80021 Executive Officer Christopher D. Ozeroff 8001 Arista Place, Suite 430 Broomfield CO COLORADO 80021 Executive Officer Jean-Francois Formela 8001 Arista Place, Suite 430 Broomfield CO COLORADO 80021 Director Linda Grais 8001 Arista Place, Suite 430 Broomfield CO COLORADO 80021 Director Burton E. Sobel 8001 Arista Place, Suite 430 Broomfield CO COLORADO 80021 Director John L. Zabriskie 8001 Arista Place, Suite 430 Broomfield CO COLORADO 80021 Director Pharmaceuticals Decline to Disclose 06 false 2013-01-25 false true true true false 0 Dawson James Securities, Inc. 130645 Joseph E. Balagot 4007591 5201 Great America Parkway, Suite 320 Santa Clara CA CALIFORNIA 95054 All States false Dawson James Securities, Inc. 130645 Monique Maclaren None 925 S. Federal Highway, 6th Floor Boca Raton FL FLORIDA 33432 All States false 1000000 1000000 0 false 5 70000 0 Dawson James Securities Inc., as placement agent, received a fee for its services in the transaction equal to 6% of the gross financing proceeds received by ARCA. ARCA issued 363,558 warrants to Dawson, and paid Dawson $10,000 in expenses reimbursement. 0 true A portion of the funds will be used for operating expenses which may include payroll payments to the executive officers. false ARCA biopharma, Inc. /s/ Patrick M. Wheeler Patrick M. Wheeler Chief Financial Officer 2013-01-31