The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
   None
Entity Type
0000898171
STANLY CAPITAL CORP
X Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
UWHARRIE CAPITAL CORP
Jurisdiction of Incorporation/Organization
NORTH CAROLINA
Year of Incorporation/Organization
X Over Five Years Ago
   Within Last Five Years (Specify Year)
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
UWHARRIE CAPITAL CORP
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
Albemarle NORTH CAROLINA 28001 704-982-4415

3. Related Persons

Last Name First Name Middle Name
Dick Roger Lee
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Duffey Brendan Paul
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Beaver, III Roy David
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Amirtharaj Merlin
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Bowers Dean Michael
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Brooks Joe Stephen
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Campbell James Oliver
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Eudy Tara Gilreath
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Foster Deidre Bradshaw
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Furr Allen Keith
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Hearne, Jr. Thomas McCain
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Hudson Matthew Roger
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Leavitt, III Harvey Hamilton
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Lowder Wilson Chester
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Morgan Wesley Allen
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Mynatt Cynthia Lee
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Nance James Edward
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Poplin Chris Maxwell
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Rankin, III Frank Alexander
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Russell Randy Thomas
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Russell Vernon Alexis
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Shaver, MD Matthew Allen
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/PostalCode
Albemarle NORTH CAROLINA 28001
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

4. Industry Group

   Agriculture
Banking & Financial Services
X Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2019-09-30    First Sale Yet to Occur
   Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

   Equity    Pooled Investment Fund Interests
X Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $50,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
The Strategic Alliance Corporation 32788
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
132 N. First Street
City State/Province/Country ZIP/Postal Code
Albemarle NORTH CAROLINA 28001
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NORTH CAROLINA
SOUTH CAROLINA

13. Offering and Sales Amounts

Total Offering Amount $9,992,000 USD
or    Indefinite
Total Amount Sold $9,992,000 USD
Total Remaining to be Sold $0 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

X
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
0
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
64

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

The Strategic Alliance Corporation ("SAC") is acting as placement agent in this offering. SAC is an affiliate of Uwharrie Capital Corp. Because SAC is a corporate affiliate of Uwharrie Capital Corp, it has waived its placement fee.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
UWHARRIE CAPITAL CORP Roger L. Dick Roger L. Dick President and Chief Executive Officer 2019-10-23

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.