0001209191-19-053862.txt : 20191023 0001209191-19-053862.hdr.sgml : 20191023 20191023172958 ACCESSION NUMBER: 0001209191-19-053862 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20191023 DATE AS OF CHANGE: 20191023 EFFECTIVENESS DATE: 20191023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-351747 FILM NUMBER: 191164476 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 D 1 primary_doc.xml X0708 D LIVE 0000898171 UWHARRIE CAPITAL CORP 132 N. First Street Albemarle NC NORTH CAROLINA 28001 704-982-4415 NORTH CAROLINA None STANLY CAPITAL CORP Corporation true Roger Lee Dick 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Executive Officer Brendan Paul Duffey 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Executive Officer Roy David Beaver, III 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Executive Officer Merlin Amirtharaj 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Dean Michael Bowers 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Joe Stephen Brooks 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director James Oliver Campbell 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Tara Gilreath Eudy 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Deidre Bradshaw Foster 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Allen Keith Furr 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Thomas McCain Hearne, Jr. 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Matthew Roger Hudson 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Harvey Hamilton Leavitt, III 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Wilson Chester Lowder 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Wesley Allen Morgan 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Cynthia Lee Mynatt 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director James Edward Nance 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Chris Maxwell Poplin 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Frank Alexander Rankin, III 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Randy Thomas Russell 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Vernon Alexis Russell 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Matthew Allen Shaver, MD 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Commercial Banking Decline to Disclose 06b false 2019-09-30 false true false 50000 The Strategic Alliance Corporation 32788 None None 132 N. First Street Albemarle NC NORTH CAROLINA 28001 NC NORTH CAROLINA SC SOUTH CAROLINA 9992000 9992000 0 true 0 64 0 0 The Strategic Alliance Corporation ("SAC") is acting as placement agent in this offering. SAC is an affiliate of Uwharrie Capital Corp. Because SAC is a corporate affiliate of Uwharrie Capital Corp, it has waived its placement fee. 0 false UWHARRIE CAPITAL CORP Roger L. Dick Roger L. Dick President and Chief Executive Officer 2019-10-23