0001209191-14-020148.txt : 20140313 0001209191-14-020148.hdr.sgml : 20140313 20140313130543 ACCESSION NUMBER: 0001209191-14-020148 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140313 DATE AS OF CHANGE: 20140313 EFFECTIVENESS DATE: 20140313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-213516 FILM NUMBER: 14690314 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 D 1 primary_doc.xml X0707 D LIVE 0000898171 UWHARRIE CAPITAL CORP 132 N. First Street Albemarle NC NORTH CAROLINA 28001 704-982-4415 NORTH CAROLINA None STANLY CAPITAL CORP Corporation true Roger Lee Dick 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Executive Officer Brendan Paul Duffey 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Executive Officer Roy David Beaver, III 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Executive Officer William Stephen Aldridge, III 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Joe Stephen Brooks 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Ronald Thurman Burleson 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Bill Carlton Burnside 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Charles Freeman Geschickter, III 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Charles David Horne 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director William Kenneth Huntley 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Joseph Ransom Kluttz, Jr. 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Lee Roy Lookabill, Jr. 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Wilson Chester Lowder 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Barry Stephen Moose 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Cynthia Lee Mynatt 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Susan Johnson Rourke 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Stephen Todd Swaringen 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Edward Bryan Tyson 132 N. First Street Albemarle NC NORTH CAROLINA 28001 Director Commercial Banking Decline to Disclose 06b false 2014-02-27 false true false 50000 The Strategic Alliance Corporation 32788 None None 132 N. First Street Albemarle NC NORTH CAROLINA 28001 NC NORTH CAROLINA SC SOUTH CAROLINA 11000000 2663000 8337000 true 0 18 0 0 The Strategic Alliance Corporation ("SAC") is acting as placement agent in this offering. SAC is an affiliate of Uwharrie Capital Corp. Because SAC is a corporate affiliate of Uwharrie Capital Corp, it has waived its placement fee. 0 false UWHARRIE CAPITAL CORP Roger L. Dick Roger L. Dick President and Chief Executive Officer 2014-03-13