0001493152-16-011799.txt : 20160727 0001493152-16-011799.hdr.sgml : 20160727 20160727131410 ACCESSION NUMBER: 0001493152-16-011799 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 505 ITEM INFORMATION: 06b FILED AS OF DATE: 20160727 DATE AS OF CHANGE: 20160727 EFFECTIVENESS DATE: 20160727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEN INC. CENTRAL INDEX KEY: 0000891417 STANDARD INDUSTRIAL CLASSIFICATION: COATING, ENGRAVING & ALLIED SERVICES [3470] IRS NUMBER: 760273345 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-267811 FILM NUMBER: 161786224 BUSINESS ADDRESS: STREET 1: 701 BRICKELL AVENUE STREET 2: SUITE 1550 CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 844-273-6462 MAIL ADDRESS: STREET 1: 701 BRICKELL AVENUE STREET 2: SUITE 1550 CITY: MIAMI STATE: FL ZIP: 33131 FORMER COMPANY: FORMER CONFORMED NAME: Applied Nanotech Holdings, Inc DATE OF NAME CHANGE: 20080717 FORMER COMPANY: FORMER CONFORMED NAME: NANO PROPRIETARY INC DATE OF NAME CHANGE: 20071105 FORMER COMPANY: FORMER CONFORMED NAME: NANO PROPRIETARY INC DATE OF NAME CHANGE: 20030702 D 1 primary_doc.xml X0707 D LIVE 0000891417 PEN INC. 701 BRICKELL AVE., SUITE 1550 MIAMI FL FLORIDA 33131 844-273-6462 DELAWARE Applied Nanotech Holdings, Inc. Applied Nanotech Holdings, Inc NANO PROPRIETARY INC NANO PROPRIETARY INC Corporation true Scott E Rickert 701 Brickell Ave., suite 1550 Miami FL FLORIDA 33131 Executive Officer Director John B Hollister 701 Brickell Ave., suite 1550 Miami FL FLORIDA 33131 Executive Officer Jeanne M Rickert 701 Brickell Ave., suite 1550 Miami FL FLORIDA 33131 Director Ronald J Berman 701 Brickell Ave., suite 1550 Miami FL FLORIDA 33131 Director Douglas Q Holmes 701 Brickell Ave., suite 1550 Miami FL FLORIDA 33131 Director Howard Westerman 701 Brickell Ave., suite 1550 Miami FL FLORIDA 33131 Director James Sharp One Zeiss Drive Thornwood NY NEW YORK 10594 Director Other Technology $5,000,001 - $25,000,000 05 06b false 2016-07-25 false true false 0 Carleton McKenna Advisors LLC. 159230 Paul H. Carleton 707186 1801 EAST 9TH ST, SUITE 1425 CLEVELAND OH OHIO 44114 FL FLORIDA MI MICHIGAN NY NEW YORK OH OHIO PA PENNSYLVANIA TX TEXAS false Indefinite 50000 Indefinite Offering has been terminated false 1 4000 0 $2,000 in cash, balance paid by delivery of five-year warrant to purchase common equity, 0 false PEN INC. /s/ Jeanne M. Rickert Jeanne M Rickert General Counsel & Secretary 2016-07-27