0000891197-16-000008.txt : 20160809 0000891197-16-000008.hdr.sgml : 20160809 20160809150908 ACCESSION NUMBER: 0000891197-16-000008 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 EFFECTIVENESS DATE: 20160809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUERBACH GRAYSON & COMPANY LLC CENTRAL INDEX KEY: 0000891197 IRS NUMBER: 133676908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-268575 FILM NUMBER: 161817537 BUSINESS ADDRESS: STREET 1: 25W 45TH STREET SUITE 16 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-453-3553 MAIL ADDRESS: STREET 1: 25W 45TH STREET SUITE 16 CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: AUERBACH GRAYSON & COMPANY INCORPORATED DATE OF NAME CHANGE: 20100319 FORMER COMPANY: FORMER CONFORMED NAME: AUERBACH GRAYSON & COMPANY LLC DATE OF NAME CHANGE: 20100309 FORMER COMPANY: FORMER CONFORMED NAME: AUERBACH GRAYSON & COMPANY INCORPORATED DATE OF NAME CHANGE: 20020723 D 1 primary_doc.xml X0707 D LIVE 0000891197 AUERBACH GRAYSON & COMPANY LLC 25W 45TH STREET SUITE 16 NEW YORK NY NEW YORK 10036 212-453-3553 DELAWARE AUERBACH J L & CO INC /NY/ /BD AUERBACH GRAYSON & COMPANY INCORPORATED AUERBACH GRAYSON & COMPANY LLC AUERBACH J L & CO INC /NY/ /BD Limited Liability Company true David S. Grayson 25 West 45th Street, 16th Floor New York NY NEW YORK 10036 Executive Officer Director Alexander Seiler 25 West 45th Street, 16th Floor New York NY NEW YORK 10036 Executive Officer Director Daniel Sigg 25 West 45th Street, 16th Floor New York NY NEW YORK 10036 Director Morris Simkin 25 West 45th Street, 16th Floor New York NY NEW YORK 10036 Executive Officer Sharon Gaviria 25 West 45th Street, 16th Floor New York NY NEW YORK 10036 Executive Officer Garth Ballantyne 25 West 45th Street, 16th Floor New York NY NEW YORK 10036 Executive Officer Other Banking and Financial Services $5,000,001 - $25,000,000 06b false true false true false 0 25000000 0 25000000 false 0 0 0 0 false AUERBACH GRAYSON & COMPANY LLC /s/ David S. Grayson David S. Grayson Chief Executive Officer 2016-08-09