0000891197-13-000003.txt : 20130328 0000891197-13-000003.hdr.sgml : 20130328 20130328151950 ACCESSION NUMBER: 0000891197-13-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130328 DATE AS OF CHANGE: 20130328 EFFECTIVENESS DATE: 20130328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUERBACH GRAYSON & COMPANY LLC CENTRAL INDEX KEY: 0000891197 IRS NUMBER: 133676908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-194166 FILM NUMBER: 13723598 BUSINESS ADDRESS: STREET 1: 25W 45TH STREET SUITE 16 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-453-3553 MAIL ADDRESS: STREET 1: 25W 45TH STREET SUITE 16 CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: AUERBACH GRAYSON & COMPANY INCORPORATED DATE OF NAME CHANGE: 20100319 FORMER COMPANY: FORMER CONFORMED NAME: AUERBACH GRAYSON & COMPANY LLC DATE OF NAME CHANGE: 20100309 FORMER COMPANY: FORMER CONFORMED NAME: AUERBACH GRAYSON & COMPANY INCORPORATED DATE OF NAME CHANGE: 20020723 D 1 primary_doc.xml X0706 D LIVE 0000891197 AUERBACH GRAYSON & COMPANY LLC 25W 45TH STREET SUITE 16 NEW YORK NY NEW YORK 10036 212-455-4400 DELAWARE AUERBACH J L & CO INC /NY/ /BD AUERBACH GRAYSON & COMPANY INCORPORATED AUERBACH GRAYSON & COMPANY LLC AUERBACH J L & CO INC /NY/ /BD Limited Liability Company true David Grayson 25 W. 45th Street New York NY NEW YORK 10036 Executive Officer Director Other Banking and Financial Services $5,000,001 - $25,000,000 06 false 2013-03-13 false true false 500000 Nicholas J. Sheumack 4378798 Lazard Middle Market LLC 146092 600 Fifth Avenue New York NY NEW YORK 10020 CT CONNECTICUT NY NEW YORK false 12999997 12999997 0 false 4 250000 0 0 false AUERBACH GRAYSON & COMPANY LLC MORRIS SIMKIN MORRIS SIMKIN SECRETARY 2013-03-28