0000891055-20-000020.txt : 20200429 0000891055-20-000020.hdr.sgml : 20200429 20200429135929 ACCESSION NUMBER: 0000891055-20-000020 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200429 DATE AS OF CHANGE: 20200429 EFFECTIVENESS DATE: 20200429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-356349 FILM NUMBER: 20829175 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 D/A 1 primary_doc.xml X0708 D/A LIVE 0000891055 HILLTOP SECURITIES INC. 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 214-953-4000 DELAWARE SOUTHWEST SECURITIES, INC. HILLTOP SECURITIES INC. SWS SECURITIES INC. Corporation true Hillel Arnold Feinberg 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Executive Officer Chairman Emeritus Jonathan Scott Sobel 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Director Chairman Laura Bonnell Alexander 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Director Michael John Marz 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Director David King Medanich 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Director Martin Bradley Winges 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Executive Officer Director President and Chief Executive Officer John Richard Muschalek 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Executive Officer Director Chief Administrative Officer Joseph Michael Edge 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Executive Officer Director Chief Financial Officer Laura Leventhal 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Executive Officer Director Treasurer and Chief Accounting Officer Michael Anthony Cogliano 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Executive Officer Chief Compliance Officer Brian Lane Wittneben 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Executive Officer General Counsel and Secretary Michael Andrew Lyons 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 Executive Officer Assistant Secretary Other Banking and Financial Services Decline to Disclose 06b true 0000891055-20-000004 2019-12-20 true true true Senior Secured Commercial Paper Notes - Series 2019-1 false 100000 N/A None Hilltop Securities Inc. 6220 1201 ELM STREET SUITE 3500 DALLAS TX TEXAS 75270-2180 All States false Indefinite 126498000 Indefinite false 22 82799 true 0 0 false HILLTOP SECURITIES INC. /s/ Michael Cogliano Michael Cogliano Chief Compliance Officer 2020-04-27