0001019687-15-002664.txt : 20150709 0001019687-15-002664.hdr.sgml : 20150709 20150709162654 ACCESSION NUMBER: 0001019687-15-002664 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150709 DATE AS OF CHANGE: 20150709 EFFECTIVENESS DATE: 20150709 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-243394 FILM NUMBER: 15981782 BUSINESS ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 D 1 primary_doc.xml X0707 D LIVE 0000882291 AETHLON MEDICAL INC 9635 GRANITE RIDGE DRIVE, SUITE 100 SAN DIEGO CA CALIFORNIA 92123 858-459-7800 NEVADA None BISHOP EQUITIES INC Corporation true JAMES A. JOYCE 9635 GRANITE RIDGE DRIVE, SUITE 100 SAN DIEGO CA CALIFORNIA 92123 Executive Officer Director RICHARD H. TULLIS, PhD 9635 GRANITE RIDGE DRIVE, SUITE 100 SAN DIEGO CA CALIFORNIA 92123 Executive Officer FRANKLYN S. BARRY, JR. 9635 GRANITE RIDGE DRIVE, SUITE 100 SAN DIEGO CA CALIFORNIA 92123 Director EDWARD G. BROENNIMAN 9635 GRANITE RIDGE DRIVE, SUITE 100 SAN DIEGO CA CALIFORNIA 92123 Director RODNEY S. KENLEY 9635 GRANITE RIDGE DRIVE, SUITE 100 SAN DIEGO CA CALIFORNIA 92123 Executive Officer Director CHETAN S. SHAH, MD 9635 GRANITE RIDGE DRIVE, SUITE 100 SAN DIEGO CA CALIFORNIA 92123 Director JAMES B. FRAKES 9635 GRANITE RIDGE DRIVE, SUITE 100 SAN DIEGO CA CALIFORNIA 92123 Executive Officer Biotechnology $1 - $1,000,000 06b false 2015-06-25 false true true true true Units consisting of common stock and common stock purchase warrants false 0 ROTH Capital Partners, LLC 15407 ROTH Capital Partners, LLC 15407 888 SAN CLEMENTE DRIVE SUITE 400 NEWPORT BEACH CA CALIFORNIA 92660 IL ILLINOIS NY NEW YORK false 6000000 6000000 0 false 19 360512 0 Includes a $75,000 expense reimbursement. The issuer also issued 32,371 common stock purchase warrants to ROTH Capital Partners in connection with the units sold. 0 In the ordinary course, the issuer may use some of the proceeds of the offering to pay salaries to management. false AETHLON MEDICAL INC /s/ James B. Frakes James B. Frakes Chief Financial Officer 2015-07-08