0001437749-15-011123.txt : 20150527 0001437749-15-011123.hdr.sgml : 20150527 20150527142011 ACCESSION NUMBER: 0001437749-15-011123 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150527 DATE AS OF CHANGE: 20150527 EFFECTIVENESS DATE: 20150527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-240609 FILM NUMBER: 15891944 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 D 1 primary_doc.xml X0707 D LIVE 0000879682 VIVEVE MEDICAL, INC. 150 COMMERCIAL STREET SUNNYVALE CA CALIFORNIA 94086 4085301900 YUKON, CANADA PLC SYSTEMS INC Corporation true Patricia Scheller 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Executive Officer Director Chief Executive Officer Scott Durbin 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Executive Officer Chief Financial Officer James Atkinson 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Executive Officer President and Chief Business Officer Mark Colella 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Director Brigitte Smith 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Director Carl Simpson 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Director Daniel Janney 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Director Other Health Care Decline to Disclose 06b false 2015-05-14 false true false 0 CRT Capital Group, LLC 28830 None None 10877 Wilshire Blvd. Los Angeles CA CALIFORNIA 90024 All States false 12000000 12000000 0 false 20 840000 0 CRT Capital Group, LLC received cash commissions equal to approximately $840,000, representing 7% of the gross proceeds received from the sale of common stock. 0 false VIVEVE MEDICAL, INC. /s/ Patricia Scheller Patricia Scheller Chief Executive Officer 2015-05-27