0000879682-20-000002.txt : 20200504 0000879682-20-000002.hdr.sgml : 20200504 20200504163404 ACCESSION NUMBER: 0000879682-20-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200504 DATE AS OF CHANGE: 20200504 EFFECTIVENESS DATE: 20200504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-366242 FILM NUMBER: 20845347 BUSINESS ADDRESS: STREET 1: 345 INVERNESS DRIVE SOUTH STREET 2: BUILDING B, SUITE 250 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 345 INVERNESS DRIVE SOUTH STREET 2: BUILDING B, SUITE 250 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 D 1 primary_doc.xml X0708 D LIVE 0000879682 VIVEVE MEDICAL, INC. 345 INVERNESS DRIVE SOUTH BUILDING B, SUITE 250 ENGLEWOOD CO COLORADO 80112 720-696-8100 DELAWARE PLC SYSTEMS INC Corporation true Scott Durbin 345 Inverness Drive South Building B, Suite 250 Englewood CO COLORADO 80112 Executive Officer Director Jim Robbins 345 Inverness Drive South Building B, Suite 250 Englewood CO COLORADO 80112 Executive Officer Sean Shapiro 345 Inverness Drive South Building B, Suite 250 Englewood CO COLORADO 80112 Executive Officer Steven Basta 345 Inverness Drive South Building B, Suite 250 Englewood CO COLORADO 80112 Director Debora Jorn 345 Inverness Drive South Building B, Suite 250 Englewood CO COLORADO 80112 Director Arlene Morris 345 Inverness Drive South Building B, Suite 250 Englewood CO COLORADO 80112 Director Biotechnology Decline to Disclose 06b false 2020-04-20 false true true false 0 Ladenburg Thalmann & Co. Inc. 505 None None 277 Park Avenue 26th Floor New York NY NEW YORK 10172 CA CALIFORNIA IL ILLINOIS KY KENTUCKY NY NEW YORK false 3225875 3225875 0 The company issued common stock warrants as inducement for exercising existing common stock warrants. false 9 216206 0 The company also reimbursed $40,000 of placement agent's legal expenses. 0 false VIVEVE MEDICAL, INC. /s/ Scott Durbin Scott Durbin Chief Executive Officer 2020-05-04