0000879682-13-000003.txt : 20130927 0000879682-13-000003.hdr.sgml : 20130927 20130927105950 ACCESSION NUMBER: 0000879682-13-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20130927 DATE AS OF CHANGE: 20130927 EFFECTIVENESS DATE: 20130927 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLC SYSTEMS INC CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-203635 FILM NUMBER: 131118448 BUSINESS ADDRESS: STREET 1: 10 FORGE PARK CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 5085418800 MAIL ADDRESS: STREET 1: 10 FORGE PARK CITY: FRANKLIN STATE: MA ZIP: 02038 D 1 primary_doc.xml X0707 D LIVE 0000879682 PLC SYSTEMS INC 459 Fortune Boulevard Milford MA MASSACHUSETTS 01757 5085418800 YUKON, CANADA None None Corporation true Mark R. Tauscher c/o PLC Systems Inc. 459 Fortune Boulevard Milford MA MASSACHUSETTS 01757 Executive Officer Director Brent Norton c/o PLC Systems Inc. 459 Fortune Boulevard Milford MA MASSACHUSETTS 01757 Director Gregory W. Mann c/o PLC Systems Inc. 459 Fortune Boulevard Milford MA MASSACHUSETTS 01757 Executive Officer Director Benjamin L. Holmes c/o PLC Systems Inc. 459 Fortune Boulevard Milford MA MASSACHUSETTS 01757 Director Al Kyle c/o PLC Systems Inc. 459 Fortune Boulevard Milford MA MASSACHUSETTS 01757 Director Other Technology Decline to Disclose 06b false 2013-09-18 false true true true false 0 Palladium Capital Advisors 129400 None None 230 Park Avenue Suite 539 New York NY NEW YORK 10169 FL FLORIDA NJ NEW JERSEY NY NEW YORK TX TEXAS false 3750000 1750000 2000000 false 7 112500 0 The broker is also entitled to warrants equal to the sum of (i) 3.5% of the shares sold to one particular investor, plus (ii) 7% of the shares sold to all other investors. 0 false PLC SYSTEMS INC /s/ Gregory W. Mann Gregory W. Mann Chief Financial Officer 2013-09-26