0000879682-13-000002.txt : 20130225
0000879682-13-000002.hdr.sgml : 20130225
20130225141637
ACCESSION NUMBER: 0000879682-13-000002
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Rule 506
FILED AS OF DATE: 20130225
DATE AS OF CHANGE: 20130225
EFFECTIVENESS DATE: 20130225
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLC SYSTEMS INC
CENTRAL INDEX KEY: 0000879682
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 043153858
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-192330
FILM NUMBER: 13638072
BUSINESS ADDRESS:
STREET 1: 10 FORGE PARK
CITY: FRANKLIN
STATE: MA
ZIP: 02038
BUSINESS PHONE: 5085418800
MAIL ADDRESS:
STREET 1: 10 FORGE PARK
CITY: FRANKLIN
STATE: MA
ZIP: 02038
D
1
primary_doc.xml
X0706
D
LIVE
0000879682
PLC SYSTEMS INC
459 Fortune Boulevard
Milford
MA
MASSACHUSETTS
01757
5085418800
YUKON, CANADA
None
None
Corporation
true
Mark
R.
Tauscher
c/o PLC Systems Inc.
459 Fortune Boulevard
Milford
MA
MASSACHUSETTS
01757
Executive Officer
Director
Gregory
W.
Mann
c/o PLC Systems Inc.
459 Fortune Boulevard
Milford
MA
MASSACHUSETTS
01757
Executive Officer
Edward
H.
Pendergast
c/o PLC Systems Inc.
459 Fortune Boulevard
Milford
MA
MASSACHUSETTS
01757
Director
Kevin
J.
Dunn
c/o PLC Systems Inc.
459 Fortune Boulevard
Milford
MA
MASSACHUSETTS
01757
Director
Benjamin
L.
Holmes
c/o PLC Systems Inc.
459 Fortune Boulevard
Milford
MA
MASSACHUSETTS
01757
Director
Brent
Norton
c/o PLC Systems Inc.
459 Fortune Boulevard
Milford
MA
MASSACHUSETTS
01757
Director
Vincent
Puglisi
c/o PLC Systems Inc.
459 Fortune Bouelvard
Milford
MA
MASSACHUSETTS
01757
Executive Officer
Biotechnology
Decline to Disclose
- 06
false
2013-02-22
false
true
true
true
false
0
Palladium Capital Advisors, LLC
129400
None
None
230 Park Avenue
Suite 539
New York
NY
NEW YORK
10169
CA
CALIFORNIA
CT
CONNECTICUT
FL
FLORIDA
ID
IDAHO
MA
MASSACHUSETTS
NJ
NEW JERSEY
NY
NEW YORK
PA
PENNSYLVANIA
TX
TEXAS
false
11250000
4040000
7210000
false
27
363600
0
The broker is entitled to: (i)cash equal to 9% (8% fee; 1%non accountable expense allowance) of the aggregate cash raised at the initial and subsequent closings; and (ii) Warrants for 7% of the shares sold.
0
false
PLC SYSTEMS INC
MARK R. TAUSCHER
Mark R. Tauscher
Chief Executive Officer
2013-02-19