0001224907-16-000003.txt : 20161123 0001224907-16-000003.hdr.sgml : 20161123 20161123145543 ACCESSION NUMBER: 0001224907-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 EFFECTIVENESS DATE: 20161123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIS BALANCED FUND L P CENTRAL INDEX KEY: 0000876623 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-87662-3N FILM NUMBER: 162016274 BUSINESS ADDRESS: STREET 1: AIS CAPITAL MANAGEMENT, L.P. STREET 2: 187 DANBURY ROAD, SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: 203-563-1180 MAIL ADDRESS: STREET 1: AIS CAPITAL MANAGEMENT, L.P. STREET 2: 187 DANBURY ROAD, SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 FORMER COMPANY: FORMER CONFORMED NAME: COWEN PREMIER BALANCED FUND L P DATE OF NAME CHANGE: 19930614 FORMER COMPANY: FORMER CONFORMED NAME: MATUSCHKA GROWTH & INCOME FUND L P DATE OF NAME CHANGE: 19910627 D/A 1 primary_doc.xml X0707 D/A LIVE 0000876623 AIS BALANCED FUND L P AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 203-563-1180 DELAWARE COWEN PREMIER BALANCED FUND L P MATUSCHKA GROWTH & INCOME FUND L P Limited Partnership true n/a AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer General Partner n/a AIS General Partner, LLC AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer general partner of the General Partner John R. Hummel AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Bradley C. Stern AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0000876623-15-000001 1988-10-14 true true false 250000 Wedbush Securities, Inc. 877 None None 1000 Wilshire Boulevard Suite 900 Los Angeles CA CALIFORNIA 90017 All States false Equus Financial Consulting LLC 131449 None None 78 Pine Street Suite 101 New Canaan CT CONNECTICUT 06840 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false Indefinite 53579961 Indefinite true 34 153 128155 true 0 The General Partner pays 50% of its management fee to the selling agents. The current offering commenced prior to 3/15/09; Item 15 reflects the requested information commencing from such date. 0 false AIS BALANCED FUND L P John Hummel John Hummel Managing Principal of the General Partner 2016-11-23