0000876623-14-000001.txt : 20141121 0000876623-14-000001.hdr.sgml : 20141121 20141121120403 ACCESSION NUMBER: 0000876623-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20141121 DATE AS OF CHANGE: 20141121 EFFECTIVENESS DATE: 20141121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIS BALANCED FUND L P CENTRAL INDEX KEY: 0000876623 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-87662-3N FILM NUMBER: 141241861 BUSINESS ADDRESS: STREET 1: AIS CAPITAL MANAGEMENT, L.P. STREET 2: 187 DANBURY ROAD, SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: 203-563-1180 MAIL ADDRESS: STREET 1: AIS CAPITAL MANAGEMENT, L.P. STREET 2: 187 DANBURY ROAD, SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 FORMER COMPANY: FORMER CONFORMED NAME: COWEN PREMIER BALANCED FUND L P DATE OF NAME CHANGE: 19930614 FORMER COMPANY: FORMER CONFORMED NAME: MATUSCHKA GROWTH & INCOME FUND L P DATE OF NAME CHANGE: 19910627 D/A 1 primary_doc.xml X0707 D/A LIVE 0000876623 AIS BALANCED FUND L P AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 203-563-1180 DELAWARE COWEN PREMIER BALANCED FUND L P MATUSCHKA GROWTH & INCOME FUND L P Limited Partnership true n/a AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer General Partner n/a AIS General Partner, LLC AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer general partner of the General Partner John R. Hummel AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Bradley C. Stern AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Stephen Wayne Edwards AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Hui John Zhang AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0000876623-13-000002 1988-10-14 true true false 250000 Wedbush Securities, Inc. 877 None None 1000 Wilshire Boulevard Suite 900 Los Angeles CA CALIFORNIA 90017 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Equus Financial Consulting LLC 131449 Timothy Ivey 3188137 78 Pine Street Suite 101 New Canaan CT CONNECTICUT 06840 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KY KENTUCKY LA LOUISIANA ME MAINE MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WI WISCONSIN false Indefinite 53167059 Indefinite true 34 153 120193 true 0 The General Partner pays 50% of its management fee to the selling agents. The current offering commenced prior to 3/15/09; Item 15 reflects the requested information commencing from such date. 0 false AIS BALANCED FUND L P John Hummel John Hummel Managing Principal of the General Partner 2014-11-21