0000876623-11-000005.txt : 20111212 0000876623-11-000005.hdr.sgml : 20111212 20111212144110 ACCESSION NUMBER: 0000876623-11-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20111212 DATE AS OF CHANGE: 20111212 EFFECTIVENESS DATE: 20111212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIS BALANCED FUND L P CENTRAL INDEX KEY: 0000876623 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-87662-3N FILM NUMBER: 111255929 BUSINESS ADDRESS: STREET 1: C/O AIS CAPITAL MANAGEMENT LLC STREET 2: 187 DANBURY ROAD, SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: 203-563-1180 MAIL ADDRESS: STREET 1: C/O AIS CAPITAL MANAGEMENT LLC STREET 2: 187 DANBURY ROAD, SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 FORMER COMPANY: FORMER CONFORMED NAME: COWEN PREMIER BALANCED FUND L P DATE OF NAME CHANGE: 19930614 FORMER COMPANY: FORMER CONFORMED NAME: MATUSCHKA GROWTH & INCOME FUND L P DATE OF NAME CHANGE: 19910627 D/A 1 primary_doc.xml X0704 D/A LIVE 0000876623 AIS BALANCED FUND L P AIS CAPITAL MANAGEMENT LLC 187 DANBURY ROAD, SUITE 201 WILTON CT CONNECTICUT 06897 203-563-1180 DELAWARE COWEN PREMIER BALANCED FUND L P MATUSCHKA GROWTH & INCOME FUND L P Limited Partnership true n/a AIS Capital Management LLC 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer General Partner John R. Hummel AIS Capital Management LLC 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Bradley C. Stern AIS Capital Management LLC 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 3C 3C.1 true 0000876623-10-000002 1988-10-14 true true false 250000 Wedbush Morgan Securities 877 None None 1000 Wilshire Boulevard, Suite 900 Los Angeles CA CALIFORNIA 90017 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false TimeCapital Securities Corporation 6845 None None 1200 Harbour Boulevard Weehawken NJ NEW JERSEY 07086 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS ME MAINE MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VT VERMONT VA VIRGINIA WA WASHINGTON false Indefinite 47625683 Indefinite true 34 148 15331 true 0 The General Partner pays 50% of its management fee to the selling agents. The current offering commenced prior to 3/15/09; Item 15 reflects the requested information commencing from such date. 0 false AIS BALANCED FUND L P John Hummel John Hummel President of the General Partner 2011-12-12