0001140361-18-017994.txt : 20180410 0001140361-18-017994.hdr.sgml : 20180410 20180410154317 ACCESSION NUMBER: 0001140361-18-017994 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180410 DATE AS OF CHANGE: 20180410 EFFECTIVENESS DATE: 20180410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT WEST LIFECO INC CENTRAL INDEX KEY: 0000850918 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-215031 FILM NUMBER: 18747975 BUSINESS ADDRESS: STREET 1: 100 OSBORNE ST. N. CITY: WINNIPEG STATE: A2 ZIP: R3C 3A5 BUSINESS PHONE: 2049461190 MAIL ADDRESS: STREET 1: 100 OSBORNE ST. N. CITY: WINNIPEG STATE: A2 ZIP: R3C 3A5 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Great-West Lifeco U.S. Holdings, LP CENTRAL INDEX KEY: 0001604550 IRS NUMBER: 260682635 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-215031-01 FILM NUMBER: 18747976 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-292-1000 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 D/A 1 primary_doc.xml X0708 D/A LIVE 0000850918 GREAT WEST LIFECO INC 100 OSBORNE ST N WINNIPEG A2 MANITOBA, CANADA R3C 3A5 2049464388 CANADA (FEDERAL LEVEL) 94972 Canada Inc. None Corporation true 0001604550 Great-West Lifeco U.S. Holdings, LP ONE POST OFFICE SQUARE BOSTON MA MASSACHUSETTS 02109 617-292-1000 DELAWARE None None Limited Partnership true 2014 Paul A. Mahon 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Director President & Chief Executive Officer and Director of Great-West Lifeco Inc. Raman Srivastava 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Executive Vice-President and Global Chief Investment Officer of Great-West Lifeco Inc. Anne Sonnen 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Senior Vice-President and Chief Compliance Officer of Great-West Lifeco Inc. Arshil Jamal 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer President and Chief Operating Officer, Europe of Great-West Lifeco Inc. Stefan J. Kristjanson 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer President and Chief Operating Officer, Canada of Great-West Lifeco Inc. Garry MacNicholas 100 Osborne Street Noth Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Executive Vice-President and Chief Financial Officer of Great-West Lifeco Inc. Nancy Russell 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Senior Vice-President and Chief Internal Auditor of Great-West Lifeco Inc. Laurie A. Speers 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Vice-President and Corporate Secretary of Great-West Lifeco Inc. R. Jeffrey Orr 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Marcel R. Coutu 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Andre Desmarais 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Paul Desmarais 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Chaviva M. Hosek 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. J. David A. Jackson 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Gary A. Doer 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Sharon Geraghty 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Executive Vice-President and General Counsel of Great-West Lifeco Inc. Deborah J. Barrett 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Jerome J. Selitto 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. James M. Singh 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. David G. Fuller 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Gregory D. Tretiak 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Brian E. Walsh 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Graham Bird 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Executive Vice-President, Chief Risk Officer of Great-West Lifeco Inc. Grace Palombo 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Executive Vice-President, Chief Human Resources Officer of Great-West Lifeco Inc. T. Timothy Ryan 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Siim A. Vanaselja 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Donald M. Raymond 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Claude Genereux 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Ross J. Petersmeyer 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Senior Vice-President, Regulatory Affairs of Great-West Lifeco Inc. Dervla M. Tomlin 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Executive Vice-President and Chief Actuary of Great-West Lifeco Inc. Phillip Armstrong 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Executive Officer Executive Vice-President, Global Chief Information Officer of Great-West Lifeco Inc. Robert L. Reynolds One Post Office Square Boston MA MASSACHUSETTS 02109 Executive Officer President of Great-West Lifeco U.S. Holdings, LLC, the General Partner of Great-West Lifeco U.S. Holding, LP Andra S. Bolotin One Post Office Square Boston MA MASSACHUSETTS 02109 Executive Officer Vice-President of Great-West Lifeco U.S. Holdings, LLC, the General Partner of Great-West Lifeco U.S. Holdings, L.P. Susan A. McArthur 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Rima Qureshi 100 Osborne Street North Winnipeg A2 MANITOBA, CANADA R3C 3A5 Director Director of Great-West Lifeco Inc. Insurance Decline to Disclose 06b true 0001140361-14-015926 2014-03-25 true true true Equity securities issued in connection with repurchases under the Putnam Investments, LLC Equity Incentive Plan. false 0 Indefinite 123158049 Indefinite false 218 0 0 There will be no sales commissions or finders' fees in connection with this offering. 0 Gross proceeds of this offering will not be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. false GREAT WEST LIFECO INC /s/ Robert Siddall Robert Siddall Associate Secretary 2018-04-10 Great-West Lifeco U.S. Holdings, LP /s/ Stephen J. Tate Stephen J. Tate Vice President 2018-04-10