0001560208-15-000002.txt : 20150911 0001560208-15-000002.hdr.sgml : 20150911 20150911123017 ACCESSION NUMBER: 0001560208-15-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150911 DATE AS OF CHANGE: 20150911 EFFECTIVENESS DATE: 20150911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORTEX PHARMACEUTICALS INC/DE/ CENTRAL INDEX KEY: 0000849636 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330303583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-247430 FILM NUMBER: 151102792 BUSINESS ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 BUSINESS PHONE: (201) 444-4947 MAIL ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 D 1 primary_doc.xml X0707 D LIVE 0000849636 CORTEX PHARMACEUTICALS INC/DE/ 126 VALLEY ROAD SUITE C GLEN ROCK NJ NEW JERSEY 07452 (201) 444-4947 DELAWARE None None Corporation true Arnold S. Lippa c/o Cortex Pharmaceuticals, Inc. 126 Valley Road, Suite C Glen Rock NJ NEW JERSEY 07452 Executive Officer Director Executive Chairman and Chief Scientific Officer, Member of the Board of Directors Robert N. Weingarten c/o Cortex Pharmaceuticals, Inc. 126 Valley Road, Suite C Glen Rock NJ NEW JERSEY 07452 Executive Officer Director Chief Financial Officer and Member of the Board of Directors Jeff E. Margolis c/o Cortex Pharmaceuticals 126 Valley Road, Suite C Glen Rock NJ NEW JERSEY 07452 Executive Officer Director Vice President, Treasurer, Secretary and Member of the Board of Directors James E. Sapirstein c/o Cortex Pharmaceuticals, Inc. 126 Valley Road, Suite C Glen Rock NJ NEW JERSEY 07452 Director Member of the Board of Directors Kathryn MacFarlane c/o Cortex Pharmaceuticals, Inc. 126 Valley Road, Suite C Glen Rock NJ NEW JERSEY 07452 Director Member of the Board of Directors Richard Purcell c/o Cortex Pharmaceuticals, Inc. 126 Valley Road, Suite C Glen Rock NJ NEW JERSEY 07452 Executive Officer Senior Vice President of Research and Development James S.J. Manuso c/o Cortex Pharmaceuticals, Inc. 126 Valley Road, Suite C Glen Rock NJ NEW JERSEY 07452 Executive Officer Director President, Chief Executive Officer, Vice Chairman and Member of the Board of Directors Biotechnology Decline to Disclose 06b false 2015-08-28 false true true true false 0 Gelband & Co., Inc. 32599 Gelband & Co., Inc. 32599 750 Third Avenue 21st Floor New York NY NEW YORK 10017 NY NEW YORK false Aurora Capital LLC 37924 Aurora Capital LLC 37924 354 Widow Gavits Road PO Box 1167 Bridgehampton NY NEW YORK 11932-1167 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON false 3000000 721180 2278820 false 8 47118 true 0 Commissions paid were $47,118 in cash and 2,240,517 warrants to purchase common stock. 40000 true Approximately $40,000 plus interest will be used to repay a Promissory Note to one of the Directors false CORTEX PHARMACEUTICALS INC/DE/ /s/ James S. J. Manuso James S.J. Manuso President, CEO, Vice Chairman and Board Member 2015-09-11