-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VqfUuhV6Hoe0hZ4Rn1QIKG29C4Cx1A0skG9DZRSzd/7np7Riloxjq599GknLAXnx ccTtjhQlQ/F4iS6jnh26JA== 0001250853-10-000026.txt : 20100413 0001250853-10-000026.hdr.sgml : 20100413 20100412194302 ACCESSION NUMBER: 0001250853-10-000026 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100413 DATE AS OF CHANGE: 20100412 EFFECTIVENESS DATE: 20100413 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ImmunoCellular Therapeutics, Ltd. CENTRAL INDEX KEY: 0000822411 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 931301885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-140457 FILM NUMBER: 10745899 BUSINESS ADDRESS: STREET 1: 21900 BURBANK BLVD. STREET 2: 3RD FLOOR CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-992-2907 MAIL ADDRESS: STREET 1: 21900 BURBANK BLVD. STREET 2: 3RD FLOOR CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: Optical Molecular Imaging, Inc DATE OF NAME CHANGE: 20060202 FORMER COMPANY: FORMER CONFORMED NAME: PATCO INDUSTRIES LTD DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: REDWING VENTURES INC DATE OF NAME CHANGE: 19890705 D 1 primary_doc.xml X0704 D LIVE 0000822411 ImmunoCellular Therapeutics, Ltd. 21900 BURBANK BLVD. 3RD FLOOR WOODLAND HILLS CA CALIFORNIA 91367 818-992-2907 DELAWARE Optical Molecular Imaging, Inc PATCO INDUSTRIES LTD REDWING VENTURES INC Corporation true Manish Singh 21900 BURBANK BLVD. 3RD FLOOR WOODLAND HILLS CA CALIFORNIA 91367 Executive Officer Director C. Kirk Peacock 21900 BURBANK BLVD. 3RD FLOOR WOODLAND HILLS CA CALIFORNIA 91367 Executive Officer James Bender 21900 BURBANK BLVD. 3RD FLOOR WOODLAND HILLS CA CALIFORNIA 91367 Executive Officer Jacqueline Brandwynne 21900 BURBANK BLVD. 3RD FLOOR WOODLAND HILLS CA CALIFORNIA 91367 Director Richard A. Cowell 21900 BURBANK BLVD. 3RD FLOOR WOODLAND HILLS CA CALIFORNIA 91367 Director Navdeep Jaikaria 21900 BURBANK BLVD. 3RD FLOOR WOODLAND HILLS CA CALIFORNIA 91367 Director Robert L. Martuza 21900 BURBANK BLVD. 3RD FLOOR WOODLAND HILLS CA CALIFORNIA 91367 Director John Yu 21900 BURBANK BLVD. 3RD FLOOR WOODLAND HILLS CA CALIFORNIA 91367 Director Biotechnology $1 - $1,000,000 06 false 2010-03-29 false true true true Sold in units with each unit consisting of 1 share of common stock and warrant for .4 share of common stock. false 0 Scarsdale Equities LLC 134602 None None 10 Rockefeller Plaza Suite 720 New York NY NEW YORK 10020 NY NEW YORK false 1740000 1740000 0 false 18 34800 0 Sales commission consisted of $34,800 and 26-month warrant to purchase 104,400 shares of common stock at exercise price of $1.15 per share. 0 true false ImmunoCellular Therapeutics, Ltd. /s/ Manish Singh Manish Singh, Ph.D. President & CEO 2010-04-12 -----END PRIVACY-ENHANCED MESSAGE-----