0001315863-19-000298.txt : 20190401 0001315863-19-000298.hdr.sgml : 20190401 20190401140455 ACCESSION NUMBER: 0001315863-19-000298 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190401 DATE AS OF CHANGE: 20190401 EFFECTIVENESS DATE: 20190401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALOMA PARTNERS L.L.C. CENTRAL INDEX KEY: 0000822064 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-82206-4B FILM NUMBER: 19719962 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 BUSINESS PHONE: 203-862-8000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 FORMER COMPANY: FORMER CONFORMED NAME: PALOMA PARTNERS LP DATE OF NAME CHANGE: 19950927 FORMER COMPANY: FORMER CONFORMED NAME: PALOMA PARTNERS LLC DATE OF NAME CHANGE: 19870918 D/A 1 primary_doc.xml X0708 D/A LIVE 0000822064 PALOMA PARTNERS L.L.C. TWO AMERICAN LANE GREENWICH CT CONNECTICUT 06836-2571 203-862-8000 DELAWARE PALOMA PARTNERS LP PALOMA PARTNERS LLC Limited Liability Company true S. Donald Sussman 888 E. Las Olas Blvd. Suite 710 Fort Lauderdale FL FLORIDA 33301 Executive Officer Promoter Executive Officer of the general partner of the Issuer's manager Greg Hayt Two American Lane Greenwich CT CONNECTICUT 06836 Executive Officer Director President and Director of the special member of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001315863-18-000295 2005-04-01 true true true false 0 Deutsche Bank Securities, Inc. 2525 None None 60 Wall Street New York NY NEW YORK 10005 All States true Deutsche Bank Trust Company Americas None Deutsche Bank Securities, Inc. 2524 60 Wall Street New York NY NEW YORK 10005 All States false Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 None None One Bryant Park New York NY NEW YORK 10036 All States false Raymond James Associates, Inc. 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false Indefinite 2590974489 Indefinite false 683 0 15458868 true 0 true An affiliated investment advisor may be entitled to a performance allocation and management fee. Allocations and fees are fully discussed in the Issuer's confidential offering materials. false PALOMA PARTNERS L.L.C. /s/Douglas W. Ambrose Douglas W. Ambrose Authorized Signatory 2019-04-01