0000897069-18-000240.txt : 20180412 0000897069-18-000240.hdr.sgml : 20180412 20180412102428 ACCESSION NUMBER: 0000897069-18-000240 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180412 DATE AS OF CHANGE: 20180412 EFFECTIVENESS DATE: 20180412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-309967 FILM NUMBER: 18751374 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 D 1 primary_doc.xml X0708 D LIVE 0000811212 CESCA THERAPEUTICS INC. 2711 CITRUS ROAD RANCHO CORDOVA CA CALIFORNIA 95742 916-858-5100 DELAWARE THERMOGENESIS CORP INSTA COOL INC OF NORTH AMERICA Corporation true Xiaochun Xu 2711 Citrus Road Rancho Cordova CA CALIFORNIA 95742 Executive Officer Director Vivian Liu 2711 Citrus Road Rancho Cordova CA CALIFORNIA 95742 Executive Officer Director Jeff Cauble 2711 Citrus Road Rancho Cordova CA CALIFORNIA 95742 Executive Officer Mark Westgate c/o Cesca Therapeutics Inc. 2711 Citrus Road Rancho Cordova CA CALIFORNIA 95742 Director James Xu c/o Cesca Therapeutics Inc. 2711 Citrus Road Rancho Cordova CA CALIFORNIA 95742 Director Joseph Thomis c/o Cesca Therapeutics Inc. 2711 Citrus Road Rancho Cordova CA CALIFORNIA 95742 Director Russell Medford c/o Cesca Therapeutics Inc. 2711 Citrus Road Rancho Cordova CA CALIFORNIA 95742 Director Other Health Care Decline to Disclose 06b false 2018-03-26 false true true false 0 H.C. Wainwright & Co., LLC 375 H.C. Wainwright & Co., LLC 375 430 Park Avenue 4th Floor New York NY NEW YORK 10022 All States false 816912 816912 0 Represents aggregate exercise price for warrants covered by this Form D. The warrants were issued in a private placement conducted concurrently with a registered direct offering of shares of the Issuer's common stock which are not covered by this Form D. false 5 96871 0 The Issuer also reimbursed H.C. Wainwright $35,000 in expenses. 0 false CESCA THERAPEUTICS INC. Vivian Liu Vivian Liu Chief Operating Officer 2018-04-11