0000802724-14-000001.txt : 20141024 0000802724-14-000001.hdr.sgml : 20141024 20141023182208 ACCESSION NUMBER: 0000802724-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141024 DATE AS OF CHANGE: 20141023 EFFECTIVENESS DATE: 20141024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INSITE VISION INC CENTRAL INDEX KEY: 0000802724 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943015807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-227061 FILM NUMBER: 141170774 BUSINESS ADDRESS: STREET 1: 965 ATLANTIC AVE STREET 2: -- CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: 5108658800 MAIL ADDRESS: STREET 1: 965 ATLANTIC AVE STREET 2: --- CITY: ALAMEDA STATE: CA ZIP: 94501 D 1 primary_doc.xml X0707 D LIVE 0000802724 INSITE VISION INC 965 ATLANTIC AVE. -- ALAMEDA CA CALIFORNIA 94501 (510) 865-8800 DELAWARE None None Corporation true Timothy Ruane 965 Atlantic Ave. Alameda CA CALIFORNIA 94501 Executive Officer Director Louis Drapeau 965 Atlantic Ave. Alameda CA CALIFORNIA 94501 Executive Officer Lyle M. Bowman 965 Atlantic Ave. Alameda CA CALIFORNIA 94501 Executive Officer Kamran Hosseini 965 Atlantic Ave. Alameda CA CALIFORNIA 94501 Executive Officer Surendra Patel 965 Atlantic Ave. Alameda CA CALIFORNIA 94501 Executive Officer Timothy McInerney c/o Riverbank Capital Securities, Inc. 689 5th Ave., Floor 12 New York NY NEW YORK 10022 Director Brian Levy c/o Aerie Pharmaceuticals, Inc. 135 US Highway 206, Suite 15 Bedminster NJ NEW JERSEY 07921 Director Robert O'Holla 1607 Deer Path Mountainside NJ NEW JERSEY 07092 Director Craig Tooman c/o Aratana Therapeutics, Inc. 1901 Olathe Blvd. Kansas City KS KANSAS 66103 Director Anthony J. Yost 220 3rd Street Encinitas CA CALIFORNIA 92024 Director Biotechnology Decline to Disclose 06b false 2014-10-09 false true true true false 0 Riverbank Capital Securities, Inc. 135310 None None 689 5th Ave., Floor 12 New York NY NEW YORK 10022 CT CONNECTICUT FL FLORIDA GA GEORGIA MN MINNESOTA NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA false 15000000 2381666 12618334 The offering includes up to $15,000,000 principal amount of senior secured promissory notes and warrants to purchase an indefinite number of common shares. Warrants to acquire a total of 2,053,169 common shares at $0.33 per share were issued on 10/9/2014. false 17 142900 0 Riverbank Capital Securities, Inc. is to receive a cash commission equal to 6% of the gross proceeds from the sale of any additional senior secured promissory notes in this offering. 0 A portion of net proceeds may be used to pay exec officers ongoing salaries & 2013 fiscal year bonuses; Timothy McInerney, chairman & member of issuer's board, is a principal of Riverbank Capital Securities & has interest in the commission described above false INSITE VISION INC /s/ Louis Drapeau Louis Drapeau Chief Financial Officer 2014-10-23