0000794775-14-000001.txt : 20141125 0000794775-14-000001.hdr.sgml : 20141125 20141125152143 ACCESSION NUMBER: 0000794775-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141125 DATE AS OF CHANGE: 20141125 EFFECTIVENESS DATE: 20141125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRIDGETON TACTICAL ADVISORS FUND, LP CENTRAL INDEX KEY: 0000794775 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 222678474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-79477-5N FILM NUMBER: 141249377 BUSINESS ADDRESS: STREET 1: 7535 WINDSOR DRIVE, SUITE 205 CITY: ALLENTOWN STATE: PA ZIP: 18195 BUSINESS PHONE: 610-366-3922 MAIL ADDRESS: STREET 1: 7535 WINDSOR DRIVE, SUITE 205 CITY: ALLENTOWN STATE: PA ZIP: 18195 FORMER COMPANY: FORMER CONFORMED NAME: RFMC TACTICAL ADVISORS FUND, LP DATE OF NAME CHANGE: 20100319 FORMER COMPANY: FORMER CONFORMED NAME: RFMC WILLOWBRIDGE FUND LP DATE OF NAME CHANGE: 20090603 FORMER COMPANY: FORMER CONFORMED NAME: WILLOWBRIDGE FUND LP DATE OF NAME CHANGE: 19971216 D/A 1 primary_doc.xml X0707 D/A LIVE 0000794775 BRIDGETON TACTICAL ADVISORS FUND, LP 4647 SAUCON CREEK ROAD SUITE 205 CENTER VALLEY PA PENNSYLVANIA 18034 610-366-3922 DELAWARE RFMC TACTICAL ADVISORS FUND, LP RFMC WILLOWBRIDGE FUND LP WILLOWBRIDGE FUND LP Limited Partnership true STEPHEN J. ROSEME 4647 SAUCON CREEK ROAD SUITE 205 CENTER VALLEY PA PENNSYLVANIA 18034 Executive Officer Director CHIEF EXECUTIVE OF BRIDGETON FUND MANAGEMENT, LLC, THE GENERAL PARTNER OF THE ISSUER Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b true 0000794775-13-000002 1986-04-21 true true false 10000 Sanders Morris Harris Inc. 20580 Sanders Morris Harris Inc. 20580 600 Travis Suite 3100 Houston TX TEXAS 77002 All States false FSC Securities Corporation 7461 FSC Securities Corporation 7461 2300 Windy Ridge Parkway Suite 1100 Atlanta GA GEORGIA 30339 All States false H. Beck, Inc. 1763 H. Beck, Inc. 1763 11140 Rockville Pike 4th Floor Rockville MD MARYLAND 20852 All States false Multi-Financial Securities Corporation 10299 Multi-Financial Securities Corporation 10299 4600 S. Syracuse Suite 600 Denver CO COLORADO 80237 All States false Uhlmann Price Securities, LLC 42854 Uhlmann Price Securities, LLC 42854 141 W. Jackson Blvd Suite 1340-A Suite 1340-A Chicago IL ILLINOIS 60604 All States false Intercarolina Financial Services, Inc. 19475 Intercarolina Financial Services, Inc. 19475 3300 Battleground Avenue Suite 400 Greensboro NC NORTH CAROLINA 27410 AL ALABAMA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Wells Fargo Advisors, LLC 19616 Wells Fargo Advisors, LLC 19616 One North Jefferson Ave. St. Louis MO MISSOURI 63103 All States false BFT Financial Group, LLC 109121 BFT Financial Group, LLC 109121 2312 School Lane Bedford TX TEXAS 76021 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO DC DISTRICT OF COLUMBIA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS LA LOUISIANA MD MARYLAND MN MINNESOTA MO MISSOURI NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA PA PENNSYLVANIA TX TEXAS UT UTAH VA VIRGINIA WI WISCONSIN false PrimeVest Financial Services, Inc. 15340 PrimeVest Financial Services, Inc. 15340 400 First Street South Suite 300 St. Cloud MN MINNESOTA 56301 All States false Pavek Investments, Inc. 15791 Pavek Investments, Inc. 15791 3603 N. Hastings Way Suite 100 Eau Claire WI WISCONSIN 54703 All States false Polar Investment Council 42847 Polar Investment Council 42847 19547 210th Ave. NE Thief River Falls MN MINNESOTA 56701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false The Strategic Financial Alliance, Inc. 126514 The Strategic Financial Alliance, Inc. 126514 2200 Century Parkway Suite 500 Atlanta GA GEORGIA 30345 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Pacific West Securities, Inc. 6390 Pacific West Securities, Inc. 6390 555 S. Renton Village Place Suite 700 Renton WA WASHINGTON 98055 All States false VFG Securities, Inc. 15121 VFG Securities, Inc. 15121 632 Arizona Avenue Santa Monica CA CALIFORNIA 90401 AL ALABAMA CA CALIFORNIA CO COLORADO LA LOUISIANA MD MARYLAND NE NEBRASKA NV NEVADA NY NEW YORK ND NORTH DAKOTA OR OREGON TN TENNESSEE TX TEXAS UT UTAH false Heritage Financial Systems Inc. 133019 Heritage Financial Systems Inc. 133019 5 Great Valley Pkwy Suite 334 Malvern PA PENNSYLVANIA 19355 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false Geneos Wealth Management, Inc. 12089 Geneos Wealth Management, Inc. 120894 9055 E. Mineral Circle Suite 200 Centennial CO COLORADO 80112 All States false Thomas McDonald Partners, LLC 135414 Thomas McDonald Partners, LLC 135414 959 W. St. Clair Avenue 3rd Floor Cleveland OH OHIO 44113 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Alternative Wealth Strategies, Inc. 130933 Alternative Wealth Strategies, Inc. 130933 1040 N. Kings Highway Suite 302 Cherry Hill NJ NEW JERSEY 08034 CA CALIFORNIA DC DISTRICT OF COLUMBIA ME MAINE NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK RI RHODE ISLAND VA VIRGINIA WV WEST VIRGINIA false Cambridge Investment Research, Inc. 39543 Cambridge Investment Research, Inc. 39543 1776 Pleasant Plain Road Fairfield IA IOWA 52556 All States false American Portfolios Financial Services, Inc. 18487 American Portfolios Financial Services, Inc. 18487 4250 Veterans Memorial Highway 4th Floor East Holbrook NY NEW YORK 11741 All States false First Alllied Securities, Inc. 32444 First Allied Securities, Inc. 32444 655 West Broadway 12th Floor San Diego CA CALIFORNIA 92101 All States false Tricor Financial, LLC 142518 Tricor Financial, LLC 142518 7201 W. Lake Mead Blvd. Suite 114 Las Vegas NV NEVADA 89128 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO DE DELAWARE FL FLORIDA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MT MONTANA NV NEVADA NJ NEW JERSEY NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false The (Wilson) Williams Financial Group, Inc. 22704 The (Wilson) Williams Financial Group, Inc. 22704 2711 N. Haskell Ave. Suite 2900 Dallas TX TEXAS 75204 All States false Naples AIS, Inc. 142927 Naples AIS, Inc. 142927 23150 Fashion Drive Suite 231 Estero FL FLORIDA 33928 CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS MA MASSACHUSETTS MI MICHIGAN MO MISSOURI NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO TX TEXAS false SCF Securities, Inc. 47275 SCF Securities, Inc. 47275 155 E. Shaw Avenue Suite 102 Fresno CA CALIFORNIA 93710 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false C.K. Cooper & Company, Inc. 106578 C.K. Cooper & Company, Inc. 106578 18300 Von Karman Ave. Suite 700 Irvine CA CALIFORNIA 92612 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Silver Oak Securities, Incorporated 46947 Silver Oak Securities, Incorporated 46947 3339 N. Highland Ave. Jackson TN TENNESSEE 38305 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false Steven A. Kohn & Associates, Ltd 41067 Steven A. Kohn & Associates, Ltd. 41067 3232 S. Vance St. Suite 210 Lakewood CO COLORADO 80227 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA ID IDAHO IL ILLINOIS IA IOWA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK OH OHIO OR OREGON PA PENNSYLVANIA TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false Capital Guardian, LLC 137919 Capital Guardian, LLC 137919 2709 Water Ridge Parkway Charlotte NC NORTH CAROLINA 28217 All States false Sterling Enterprise Group, Inc. 44915 Sterling Enterprise Group, Inc. 44915 6827 First Avenue South St. Petersburg FL FLORIDA 33707 AL ALABAMA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IN INDIANA KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NE NEBRASKA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false Purshe Kaplan Sterling 35747 Purshe Kaplan Sterling 35747 18 Corporate Woods Blvd Albany NY NEW YORK 12211 All States false John T. Studnicky 1722691 BrokersXpress, LLC 127081 311 West Monroe St. Suite 1000 Chicago IL ILLINOIS 60606 AL ALABAMA CA CALIFORNIA CT CONNECTICUT FL FLORIDA GA GEORGIA ME MAINE MD MARYLAND MS MISSISSIPPI NJ NEW JERSEY NM NEW MEXICO NY NEW YORK OH OHIO PA PENNSYLVANIA TN TENNESSEE TX TEXAS VT VERMONT VA VIRGINIA false VSR Financial Services, Inc. 14503 VSR Financial Services, Inc. 14503 8620 W. 110th Street 200 Overland Park KS KANSAS 66210 All States false MidAmerica Financial Services, Inc. 47351 MidAmerica Financial Services, Inc. 47351 1007 E. 20th Street Joplin MO MISSOURI 64804 All States false E.D. & F. Man 15770 E.D. & F. Man 15770 One Rockefeller Plaza 16th Floor New York NY NEW YORK 10022 All States false Capital Management Partners, Inc. 21973 Capital Management Partners, Inc. 21973 1100 N. Fourth Street Suite 141 Fairfield IA IOWA 52556 AL ALABAMA CA CALIFORNIA CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IA IOWA KS KANSAS MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NH NEW HAMPSHIRE NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON TX TEXAS false Ryan Y. Poage 2931221 Securities America, Inc. 10201 801 W. 47th Street Suite 204 Kansas City MO MISSOURI 64112 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO GA GEORGIA ID IDAHO IL ILLINOIS IA IOWA KS KANSAS MI MICHIGAN MO MISSOURI NE NEBRASKA NV NEVADA NY NEW YORK TN TENNESSEE TX TEXAS WI WISCONSIN false Joseph A. Gunther 1822022 Securities America, Inc. 10205 19 Eaton Avenue Suite 400 Norwich NY NEW YORK 13815 CA CALIFORNIA CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII IN INDIANA ME MAINE MD MARYLAND NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WI WISCONSIN false 200000000 126336164 73663836 true 5 1450 176200 true 0 0 true false BRIDGETON TACTICAL ADVISORS FUND, LP Stephen J. Roseme Stephen J. Roseme Chief Executive of Bridgeton Tactical Advisors Fund, LP 2014-11-25