0001493152-21-008443.txt : 20210409 0001493152-21-008443.hdr.sgml : 20210409 20210409171722 ACCESSION NUMBER: 0001493152-21-008443 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210409 DATE AS OF CHANGE: 20210409 EFFECTIVENESS DATE: 20210409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA LABS, INC. CENTRAL INDEX KEY: 0000788611 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 820404220 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-395306 FILM NUMBER: 21818571 BUSINESS ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 BUSINESS PHONE: (505) 438-2576 MAIL ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 FORMER COMPANY: FORMER CONFORMED NAME: FRAMEWAVES INC DATE OF NAME CHANGE: 20010130 FORMER COMPANY: FORMER CONFORMED NAME: MESSIDOR LTD DATE OF NAME CHANGE: 20010122 D 1 primary_doc.xml X0708 D LIVE 0000788611 SIGMA LABS, INC. 3900 PASEO DEL SOL SANTE FE NM NEW MEXICO 87507 (505) 438-2576 NEVADA None FRAMEWAVES INC MESSIDOR LTD Corporation true Mark Ruport 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Executive Officer Director President and Chief Executive Officer Salvatore Battinelli 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Director Dennis Duitch 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Director Kent Summers 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Director John Rice 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Director Darren Beckett 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Executive Officer Chief Technology Officer Ronald Fisher 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Executive Officer Vice President of Business Development Other Technology Decline to Disclose 06b false 2021-03-26 false true true false 0 H.C. Wainwright & Co., LLC 375 None None 430 PARK AVENUE, 3RD FLOOR NONE NEW YORK NY NEW YORK 10022 IL ILLINOIS NY NEW YORK false 9734550 9734550 0 This amount includes proceeds from the sale of common shares pursuant to a registered direct offering, as well as the common stock purchase warrants covered by this filing. The amount does not include proceeds from the exercise of such warrants. false 7 730091 0 H.C. Wainwright & Co., LLC also received warrants to purchase 175,200 shares of Common Stock. The compensation also covers the sale of common shares, as well as the warrants covered by this filing. 0 false SIGMA LABS, INC. /s/ Frank Orzechowski Frank Orzechowski Chief Financial Officer 2021-04-09