0001493152-20-006588.txt : 20200417 0001493152-20-006588.hdr.sgml : 20200417 20200417061536 ACCESSION NUMBER: 0001493152-20-006588 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200417 DATE AS OF CHANGE: 20200417 EFFECTIVENESS DATE: 20200417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA LABS, INC. CENTRAL INDEX KEY: 0000788611 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 820404220 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-365235 FILM NUMBER: 20797629 BUSINESS ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 BUSINESS PHONE: (505) 438-2576 MAIL ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 FORMER COMPANY: FORMER CONFORMED NAME: FRAMEWAVES INC DATE OF NAME CHANGE: 20010130 FORMER COMPANY: FORMER CONFORMED NAME: MESSIDOR LTD DATE OF NAME CHANGE: 20010122 D 1 primary_doc.xml X0708 D LIVE 0000788611 SIGMA LABS, INC. 3900 PASEO DEL SOL SANTA FE NM NEW MEXICO 87507 (505) 438-2576 NEVADA None FRAMEWAVES INC MESSIDOR LTD Corporation true John Rice 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Executive Officer Director President and Chief Executive Officer Frank Orzechowski 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Executive Officer Chief Financial Officer Salvatore Battinelli 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Director Dennis Duitch 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Director Kent Summers 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Director Mark Ruport 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Executive Officer Director Executive Chairman Darren Beckett 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Executive Officer Chief Technology Officer Ronald Fisher 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Executive Officer Vice President of Business Development Other Technology Decline to Disclose 06b false 2020-04-06 false true true false 250000 Dawson James Securities, Inc. 130645 None None 1 NORTH FEDERAL HIGHWAY BOCA RATON FL FLORIDA 33432 NY NEW YORK false 1500000 1500000 0 This amount includes proceeds from the sale of common shares and a different series of warrants pursuant to a public offering, as well as the series of warrants covered by this filing. false 4 120000 0 Dawson James also received warrants to purchase 41,237 shares of Common Stock. The compensation also covers the sale of common shares and a different series of warrants sold in a public offering. 0 false SIGMA LABS, INC. /s/ John Rice John Rice President and Chief Executive Officer 2020-04-17