0001493152-20-001877.txt : 20200210 0001493152-20-001877.hdr.sgml : 20200210 20200210170223 ACCESSION NUMBER: 0001493152-20-001877 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 EFFECTIVENESS DATE: 20200210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA LABS, INC. CENTRAL INDEX KEY: 0000788611 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 820404220 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-360183 FILM NUMBER: 20592801 BUSINESS ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 BUSINESS PHONE: (505) 438-2576 MAIL ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 FORMER COMPANY: FORMER CONFORMED NAME: FRAMEWAVES INC DATE OF NAME CHANGE: 20010130 FORMER COMPANY: FORMER CONFORMED NAME: MESSIDOR LTD DATE OF NAME CHANGE: 20010122 D 1 primary_doc.xml X0708 D LIVE 0000788611 SIGMA LABS, INC. 3900 PASEO DEL SOL SANTA FE NM NEW MEXICO 87507 (505) 438-2576 NEVADA None FRAMEWAVES INC MESSIDOR LTD Corporation true John Rice 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Executive Officer Director President and Chief Executive Officer Frank Orzechowski 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Executive Officer Chief Financial Officer Frank Garofalo 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Director Salvatore Battinelli 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Director Dennis Duitch 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Director Kent Summers 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Director Mark Ruport 3900 Paseo del Sol Santa Fe NM NEW MEXICO 87507 Executive Officer Director Executive Chairman Other Technology Decline to Disclose 06b false 2020-01-28 false true true true true This covers two interrelated offerings: (i) $1,600,000 for Series D Preferred Stock, Common Stock warrants and warrants to purchase Series D Preferred Stock; and (ii) $500,000 for Series E Preferred Stock and Common Stock Warrants. false 25000 Dawson James Securities, Inc. 130645 None None 1 NORTH FEDERAL HIGHWAY NONE BOCA RATON FL FLORIDA 33432 CO COLORADO MA MASSACHUSETTS NV NEVADA NY NEW YORK false 2100000 2100000 0 The amount does not include proceeds from the exercise of warrants to purchase shares of the Company's Common Stock and Series D Convertible Preferred Stock false 8 168000 0 Dawson James also received warrants to purchase 170,035 shares of Common Stock 0 false SIGMA LABS, INC. /s/ John Rice John Rice President and Chief Executive Officer 2020-02-10