0000784028-14-000014.txt : 20141030 0000784028-14-000014.hdr.sgml : 20141030 20141030132045 ACCESSION NUMBER: 0000784028-14-000014 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141030 DATE AS OF CHANGE: 20141030 EFFECTIVENESS DATE: 20141030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACADEMY SECURITIES, INC. CENTRAL INDEX KEY: 0000784028 IRS NUMBER: 366822658 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-227403 FILM NUMBER: 141182535 BUSINESS ADDRESS: STREET 1: 277 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 646-736-3995 MAIL ADDRESS: STREET 1: 277 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 FORMER COMPANY: FORMER CONFORMED NAME: STERLING INVESTMENT SERVICES, INC. DATE OF NAME CHANGE: 20100511 FORMER COMPANY: FORMER CONFORMED NAME: ACADEMY SECURITIES, INC. DATE OF NAME CHANGE: 20100430 FORMER COMPANY: FORMER CONFORMED NAME: STERLING INVESTMENT SERVICES, INC. DATE OF NAME CHANGE: 20091009 D 1 primary_doc.xml X0707 D LIVE 0000784028 ACADEMY SECURITIES, INC. 277 PARK AVENUE 35TH FLOOR NEW YORK NY NEW YORK 10172 (914) 220-5881 DELAWARE LASALLE BROKERAGE SERVICES INC /BD STERLING INVESTMENT SERVICES, INC. ACADEMY SECURITIES, INC. LASALLE BROKERAGE SERVICES INC /BD Corporation true Douglas Greenwood 277 Park Avenue 35th Floor New York NY NEW YORK 10172 Executive Officer Director Chief Operating Officer Ronald Chance Mims 277 Park Avenue 35th Floor New York NY NEW YORK 10172 Executive Officer Director Chief Executive Officer Anthony Graham 277 Park Avenue 35th Floor New York NY NEW YORK 10172 Executive Officer Chief Financial Officer Michael Boyd 277 Park Avenue 35th Floor New York NY NEW YORK 10172 Executive Officer Chief Compliance Officer Phil McConkey 277 Park Avenue 35th Floor New York NY NEW YORK 10172 Executive Officer President Investment Banking Decline to Disclose 06b false 2014-08-27 false true false 50000 2000016 1349940 650076 false 15 0 0 0 false ACADEMY SECURITIES, INC. /s/ Douglas Greenwood Douglas Greenwood Chief Operating Officer 2014-10-30