0000947871-15-000626.txt : 20150904 0000947871-15-000626.hdr.sgml : 20150904 20150904142846 ACCESSION NUMBER: 0000947871-15-000626 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150904 DATE AS OF CHANGE: 20150904 EFFECTIVENESS DATE: 20150904 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ceres, Inc. CENTRAL INDEX KEY: 0000767884 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-247100 FILM NUMBER: 151094335 BUSINESS ADDRESS: STREET 1: 1535 RANCHO CONEJO BLVD. CITY: THOUSAND OAKS STATE: CA ZIP: 91320 BUSINESS PHONE: 805-376-6500 MAIL ADDRESS: STREET 1: 1535 RANCHO CONEJO BLVD. CITY: THOUSAND OAKS STATE: CA ZIP: 91320 FORMER COMPANY: FORMER CONFORMED NAME: CERES INC DATE OF NAME CHANGE: 19850504 D 1 primary_doc.xml X0707 D LIVE 0000767884 Ceres, Inc. 1535 RANCHO CONEJO BOULEVARD THOUSAND OAKS CA CALIFORNIA 91320 805-376-6500 DELAWARE None CERES INC Corporation true RICHARD HAMILTON 1535 RANCHO CONEJO BLVD THOUSAND OAKS CA CALIFORNIA 91320 Executive Officer Director CHERYL MORLEY 1535 RANCHO CONEJO BLVD THOUSAND OAKS CA CALIFORNIA 91320 Director PASCAL BRANDYS 1535 RANCHO CONEJO BLVD THOUSAND OAKS CA CALIFORNIA 91320 Director RICHARD FLAVELL 1535 RANCHO CONEJO BLVD THOUSAND OAKS CA CALIFORNIA 91320 Director ROBERT GOLDBERG 1535 RANCHO CONEJO BLVD THOUSAND OAKS CA CALIFORNIA 91320 Director AFLALO GUIMARAES 1535 RANCHO CONEJO BLVD THOUSAND OAKS CA CALIFORNIA 91320 Director THOMAS KILEY 1535 RANCHO CONEJO BLVD THOUSAND OAKS CA CALIFORNIA 91320 Director PAUL KUC 1535 RANCHO CONEJO BLVD THOUSAND OAKS CA CALIFORNIA 91320 Executive Officer WILFRIEDE VAN ASSCHE 1535 RANCHO CONEJO BLVD THOUSAND OAKS CA CALIFORNIA 91320 Executive Officer Agriculture Decline to Disclose 06b false 2015-08-20 false true false 0 LADENBURG THALMANN & CO. INC. 505 NICHOLAS STERGIS 2907465 4400 BISCAYNE BLVD 14TH FLOOR MIAMI FL FLORIDA 33237 NY NEW YORK TX TEXAS false 2100000 2100000 0 TOTAL OFFERING AMOUNT INCLUDES THE CONCURRENT REGISTERED OFFERING OF COMMON STOCK. false 5 156011 0 SALES COMMISSIONS RELATES TO COMMISSIONS FOR THE SALE OF COMMON STOCK IN THE CONCURRENT REGISTERED OFFERING. PLACEMENT AGENT ALSO RECEIVED WARRANTS TO PURCHASE 31,970 SHARES OF COMMON STOCK OF THE COMPANY AS PART OF ITS COMPENSATION. 0 PROCEEDS TO BE USED FOR GENERAL CORPORATE PURPOSES false Ceres, Inc. /S/ PAUL KUC PAUL KUC CHIEF FINANCIAL OFFICER 2015-09-04