0001393725-20-000089.txt : 20200430 0001393725-20-000089.hdr.sgml : 20200430 20200430133947 ACCESSION NUMBER: 0001393725-20-000089 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200430 DATE AS OF CHANGE: 20200430 EFFECTIVENESS DATE: 20200430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC CENTRAL INDEX KEY: 0000763848 IRS NUMBER: 470875103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-335134 FILM NUMBER: 20834728 BUSINESS ADDRESS: STREET 1: 2029 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2029 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC DATE OF NAME CHANGE: 20030416 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/ DATE OF NAME CHANGE: 19990407 D/A 1 primary_doc.xml X0708 D/A LIVE 0000763848 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2029 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA CALIFORNIA 90067 310-712-4000 DELAWARE NWQ INVESTMENT MANAGEMENT CO LLC NWQ INVESTMENT MANAGEMENT CO /CA/ Limited Liability Company true N/A NWQ Partners, LLC 333 West Wacker Drive Chicago IL ILLINOIS 60606 Promoter Managing Member Jon Daniel Bosse NWQ Investment Management Company, LLC 2029 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Co-Head, Chief Investment Officer Avi Mark Mizrachi NWQ Investment Management Company, LLC 2029 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Senior Managing Director, General Counsel Thomas Joseph Lavia NWQ Investment Management Company, LLC 2029 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Co-Head, Head of Research Mary Ann C. Iudice NWQ Investment Management Company, LLC 2029 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Managing Director, Chief Compliance Officer Other Banking and Financial Services Decline to Disclose 06b true 0001393725-19-000056 2019-02-28 true true true Limited Liability Company interests in the form of "Units" false 0 Indefinite 0 Indefinite Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration. true 1 19 0 0 0 false NWQ INVESTMENT MANAGEMENT COMPANY, LLC Daniel Carey Daniel Carey Vice President and Assistant Secretary 2020-04-30