0000074751-24-000002.txt : 20240319 0000074751-24-000002.hdr.sgml : 20240319 20240319110109 ACCESSION NUMBER: 0000074751-24-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240319 EFFECTIVENESS DATE: 20240319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPTIONS CLEARING CORP CENTRAL INDEX KEY: 0000074751 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 362756407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-476866 FILM NUMBER: 24761467 BUSINESS ADDRESS: STREET 1: 125 SOUTH FRANKLIN STREET STREET 2: SUITE 1200 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123226200 MAIL ADDRESS: STREET 1: 125 SOUTH FRANKLIN STREET STREET 2: SUITE 1200 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO BOARD OPTIONS EXCHANGE CLEARING DATE OF NAME CHANGE: 19750108 D/A 1 primary_doc.xml X0708 D/A LIVE 0000074751 OPTIONS CLEARING CORP 125 SOUTH FRANKLIN STREET SUITE 1200 CHICAGO IL ILLINOIS 60606 3123226200 DELAWARE CHICAGO BOARD OPTIONS EXCHANGE CLEARING Corporation true Jennifer Baum 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Julie W. Bauer 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Stuart M. Bourne Bank of America Merrill Lynch One Bryant Park New York NY NEW YORK 10036 Director Daniel T. Busby 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Thomas R. Cardello Venice Financial Management, LLC 470 West Avenue, Suite 2011 Stamford CT CONNECTICUT 06902 Director Maria Chiodi Credit Suisse Eleven Madison Avenue New York NY NEW YORK 10010 Director Carla Dawson 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Craig S. Donohue 118 East 22nd Street Cottage 554 Sea Island GA GEORGIA 31561 Director Thomas A. Frank Interactive Brokers, LLC One Pickwick Plaza Greenwich CT CONNECTICUT 06830 Director David A. Hoag 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Kevin J. Kennedy Nasdaq 2929 Walnut Street, Floor 8 Philadelphia PA PENNSYLVANIA 19104 Director Elizabeth K. King NYSE Group 701 Pennsylvania Avenue, NW, Suite 500 Washington DC DISTRICT OF COLUMBIA 20004 Director Susan E. Lester 3145 Brant Street San Diego CA CALIFORNIA 92103 Director Mark J. Morrison 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Hugo A. Mugica 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Alice Patricia White 4635 15th Street North Arlington VA VIRGINIA 22207 Director Peter Maragos Dash Financial Technologies 70 Hudson Street, 5th Floor Jersey City NJ NEW JERSEY 07302 Director Robert A. Hocking Cboe Global Markets 433 W. Van Buren Street Chicago IL ILLINOIS 60607 Director Michael Nowak 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Vishal Thakkar 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Megan M. Cohen 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Andrej Bolkovic 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Director Mike Hansen 125 South Franklin Street Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Alicia Crighton Goldman Sachs & Co. 200 West Street New York NY NEW YORK 10282 Director Mark Dehnert 41 Great Jones Street New York NY NEW YORK 10012 Director Joseph C. Lewis Jefferies Finanical Group, Inc. 520 Madison Avenue New York NY NEW YORK 10022 Director Faris Matalka Charles Schwab & Co. 150 S. Wacker Dr., Suite 1200 Chicago IL ILLINOIS 60606 Director Roland Chai Nasdaq Tullvaktsvagen 15, 115 56 Stockholm V7 SWEDEN 115 56 Director Massimo Cutuli 125 S. Franklin, Suite 1200 Chicago IL ILLINOIS 60606 Executive Officer Meaghan Dugan NYSE Group 11 Wall Street, 19th Floor New York NY NEW YORK 10005 Director Boudewijn Duinstra ABN AMRO Clearing USA LLC 175 W. Jackson Boulevard, Suite 2050 Chicago IL ILLINOIS 60604 Director Stephen Luparello 1125 North Gaillard Street Alexandria VA VIRGINIA 22304 Director Other Decline to Disclose 06c true 0000074751-23-000004 2014-04-25 true true Cash-settled over-the-counter options on the S&P 500 Index ("OTC Options") false 0 N/A None None None N/A N/A XX Unknown 60606 All States false Indefinite 740000 Indefinite OCC is the issuer of the OTC Options in its capacity as a reg clearing agcy. OTC Options w/tenors of less than 1101 days are subject to a min notional amt req under OCC's By-Laws/Rules but no min premium amt. Item 13(b) reps notional amt of options issued false 2 0 0 In their capacity as broker-dealers, OCC's clearing members may charge commissions or other fees with respect to any OTC Options, but OCC will not charge or pay any portion of such commissions or fees. See Item 16 below. 0 OCC will not receive any proceeds from the OTC Options. OCC charges clearing fees with respect to the OTC Options and no such fees will be paid to any of OCC's executive officers, directors or promoters. false OPTIONS CLEARING CORP Andrej Bolkovic Andrej Bolkovic CEO 2024-03-19