0001493152-18-010410.txt : 20180725 0001493152-18-010410.hdr.sgml : 20180725 20180725061536 ACCESSION NUMBER: 0001493152-18-010410 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180725 DATE AS OF CHANGE: 20180725 EFFECTIVENESS DATE: 20180725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marina Biotech, Inc. CENTRAL INDEX KEY: 0000737207 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112658569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-317668 FILM NUMBER: 18967575 BUSINESS ADDRESS: STREET 1: 17870 CASTLETON STREET STREET 2: SUITE 250 CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 4259083600 MAIL ADDRESS: STREET 1: 17870 CASTLETON STREET STREET 2: SUITE 250 CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 FORMER COMPANY: FORMER CONFORMED NAME: MDRNA, Inc. DATE OF NAME CHANGE: 20080610 FORMER COMPANY: FORMER CONFORMED NAME: NASTECH PHARMACEUTICAL CO INC DATE OF NAME CHANGE: 19920703 D 1 primary_doc.xml X0708 D LIVE 0000737207 Marina Biotech, Inc. 17870 CASTLETON STREET SUITE 250 CITY OF INDUSTRY CA CALIFORNIA 91748 626-964-5788 DELAWARE NASTECH PHARMACEUTICAL CO INC MDRNA, Inc. NASTECH PHARMACEUTICAL CO INC Corporation true Robert C. Moscato c/o Marina Biotech, Inc. 17870 CASTLETON STREET, SUITE 250 CITY OF INDUSTRY CA CALIFORNIA 91748 Executive Officer Director Uli Hacksell c/o Marina Biotech, Inc. 17870 CASTLETON STREET, SUITE 250 CITY OF INDUSTRY CA CALIFORNIA 91748 Director Issac Blech c/o Marina Biotech, Inc. 17870 CASTLETON STREET, SUITE 250 CITY OF INDUSTRY CA CALIFORNIA 91748 Director Vuong Trieu c/o Marina Biotech, Inc. 17870 CASTLETON STREET, SUITE 250 CITY OF INDUSTRY CA CALIFORNIA 91748 Director Donald A. Williams c/o Marina Biotech, Inc. 17870 CASTLETON STREET, SUITE 250 CITY OF INDUSTRY CA CALIFORNIA 91748 Director Tim Boris c/o Marina Biotech, Inc. 17870 CASTLETON STREET, SUITE 250 CITY OF INDUSTRY CA CALIFORNIA 91748 Director Erik Emerson c/o Marina Biotech, Inc. 17870 CASTLETON STREET, SUITE 250 CITY OF INDUSTRY CA CALIFORNIA 91748 Executive Officer Director Amit Shah c/o Marina Biotech, Inc. 17870 CASTLETON STREET, SUITE 250 CITY OF INDUSTRY CA CALIFORNIA 91748 Executive Officer Pharmaceuticals Decline to Disclose 06b false 2018-07-12 false true true true false 30000 Maxim Group LLC 120708 None None 405 LEXINGTON AVE. NEW YORK NY NEW YORK 10174 AL ALABAMA CA CALIFORNIA MD MARYLAND MN MINNESOTA NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA WI WISCONSIN true 11000000 1540000 9460000 false 9 154000 true 0 Maxim will also receive a warrant to purchase shares of common stock equal to 10% of the number of shares issuable upon conversion of the preferred stock sold in the offering, as well as additional commissions on any further sales in the offering. 0 A Portion of the proceeds may be used for general corporate purposes, including to pay salaries of some related persons listed in Item 3. false Marina Biotech, Inc. /s/ Robert C. Moscato, Jr. Robert C. Moscato, Jr. Chief Executive Officer 2018-07-25