0000950138-17-000071.txt : 20170117 0000950138-17-000071.hdr.sgml : 20170117 20170117172700 ACCESSION NUMBER: 0000950138-17-000071 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170117 DATE AS OF CHANGE: 20170117 EFFECTIVENESS DATE: 20170117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-278617 FILM NUMBER: 17531554 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 D 1 primary_doc.xml X0707 D LIVE 0000720672 STIFEL FINANCIAL CORP ATTN: JAMES G. LASCHOBER 501 N. BROADWAY ST. LOUIS MO MISSOURI 63102-2102 314-342-2000 DELAWARE None None Corporation true Ronald J. Kruszewski c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Executive Officer Director Chairman of the Board of Directors and Chief Executive Officer Thomas W. Weisel c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Executive Officer Director Chairman of the Board of Directors Bruce A. Beda c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Director Michael W. Brown c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Director Kathleen Brown c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Director John P. Dubinsky c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Director Robert E. Grady c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Director Frederick O. Hanser c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Director Richard J. Himelfarb c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Executive Officer Director Vice Chairman, Senior Vice President and Director Maura F. Markus c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Director Thomas B. Michaud c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Executive Officer Director President and Chief Executive Officer of Keefe, Bruyette & Woods and Director Thomas P. Mulroy c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Executive Officer Director Co-President, Co-Director of Institutional Group and Director Victor J. Nesi c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Executive Officer Director Co-President, Co-Director of Institutional Group and Director James M. Oates c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Director Ben A. Plotkin c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Executive Officer Director Vice Chairman and Senior Vice President Kelvin R. Westbrook c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Director James M. Zemlyak c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Executive Officer Director Co-President, Chief Financial Officer and Director Michael J. Zimmerman c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Director David D. Sliney c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Executive Officer Senior Vice President Mark P. Fisher c/o Stifel Financial Corp. 501 North Broadway St. Louis MO MISSOURI 63102-2102 Executive Officer Senior Vice President, General Counsel and Corporate Secretary Other Banking and Financial Services Over $100,000,000 06b false 2017-01-03 false true true 0 9357543 9357543 0 false 65 0 0 0 false STIFEL FINANCIAL CORP /s/ Mark P. Fisher Mark P. Fisher Senior VP, Corporate Secretary & General Counsel 2017-01-17