0001437749-21-010277.txt : 20210430 0001437749-21-010277.hdr.sgml : 20210430 20210429191543 ACCESSION NUMBER: 0001437749-21-010277 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210430 DATE AS OF CHANGE: 20210429 EFFECTIVENESS DATE: 20210430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0327 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-397729 FILM NUMBER: 21872945 BUSINESS ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9253294650 MAIL ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 D 1 primary_doc.xml X0708 D LIVE 0000719274 GIGA TRONICS INC 5990 Gleason Drive Dublin CA CALIFORNIA 94568 (925) 328-4650 CALIFORNIA None None Corporation true William J. Thompson 5990 Gleason Drive Dublin CA CALIFORNIA 94568 Director Gordon L. Almquist 5990 Gleason Drive Dublin CA CALIFORNIA 94568 Director Thomas E. Vickers 5990 Gleason Drive Dublin CA CALIFORNIA 94568 Director John R. Regazzi 5990 Gleason Drive Dublin CA CALIFORNIA 94568 Executive Officer Director Lutz P. Henckels 5990 Gleason Drive Dublin CA CALIFORNIA 94568 Executive Officer Director Other Technology $5,000,001 - $25,000,000 06b false 2021-04-27 false true false 750000 Roth Capital Partners, LLC 15407 None None 888 San Clemente Drive Newport Beach CA CALIFORNIA 92660 CA CALIFORNIA 1500000 1500000 0 false 2 0 105000 0 false GIGA TRONICS INC /s/ John R. Regazzi John R. Regazzi Chief Executive Officer 2021-04-29