0001437749-16-025062.txt : 20160210 0001437749-16-025062.hdr.sgml : 20160210 20160210123731 ACCESSION NUMBER: 0001437749-16-025062 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 EFFECTIVENESS DATE: 20160210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0330 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-257168 FILM NUMBER: 161404165 BUSINESS ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9253284650 MAIL ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 D 1 primary_doc.xml X0707 D LIVE 0000719274 GIGA TRONICS INC 4650 NORRIS CANYON ROAD SAN RAMON CA CALIFORNIA 94583 9253284650 CALIFORNIA Gigatronics, Inc. None Corporation true John R. Regazzi 4650 Norris Canyon Road San Ramon CA CALIFORNIA 94583 Executive Officer Director Lutz P. Henckels 4650 Norris Canyon Road San Ramon CA CALIFORNIA 94583 Director William J. Thompson 4650 Norris Canyon Road San Ramon CA CALIFORNIA 94583 Director Garrett A. Garrettson 4650 Norris Canyon Road San Ramon CA CALIFORNIA 94583 Director Kenneth A. Harvey 4650 Norris Canyon Road San Ramon CA CALIFORNIA 94583 Director Gordon L. Almquist 4650 Norris Canyon Road San Ramon CA CALIFORNIA 94583 Director James A. Cole 4650 Norris Canyon Road San Ramon CA CALIFORNIA 94583 Director Mark A. Elo 4650 Norris Canyon Road San Ramon CA CALIFORNIA 94583 Executive Officer Steven D. Lance 4650 Norris Canyon Road San Ramon CA CALIFORNIA 94583 Executive Officer Michael R. Penta 4650 Norris Canyon Road San Ramon CA CALIFORNIA 94583 Executive Officer Jeffrey T. Lum 4650 Norris Canyon Road San Ramon CA CALIFORNIA 94583 Executive Officer Other Technology Decline to Disclose 06b false 2016-01-29 false true true true false 0 Emerging Growth Equities, Ltd. 47040 None None 1159 First Ave. King of Prussia PA PENNSYLVANIA 19406 FL FLORIDA CA CALIFORNIA PA PENNSYLVANIA MA MASSACHUSETTS false 3467415 3467415 0 false 18 208044 0 Plus warrants for 292,727 shares @ $1.15/share and approximately 6% proceeds from warrants issued to investors. 0 false GIGA TRONICS INC /s/ Steven D. Lance Steven D. Lance Vice President of Finance/Chief Financial Officer/Secretary 2016-02-10