0000071633-21-000007.txt : 20210216 0000071633-21-000007.hdr.sgml : 20210216 20210216141915 ACCESSION NUMBER: 0000071633-21-000007 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK LIFE INSURANCE CO CENTRAL INDEX KEY: 0000071633 IRS NUMBER: 135582869 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-389538 FILM NUMBER: 21636186 BUSINESS ADDRESS: STREET 1: 51 MADISON AVE ROOM 207 STREET 2: ATTN: SECURITIES OPERATIONS CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (201) 685-6701 MAIL ADDRESS: STREET 1: 51 MADISON AVE ROOM 207 STREET 2: ATTN: SECURITIES OPERATIONS CITY: NEW YORK STATE: NY ZIP: 10010 D 1 primary_doc.xml X0708 D LIVE 0000071633 NEW YORK LIFE INSURANCE CO 51 MADISON AVE ROOM 207 ATTN: SECURITIES OPERATIONS NEW YORK NY NEW YORK 10010 (201) 685-6701 NEW YORK None None Other Mutual Life Insurance Company true Theodore A. Mathas 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Director Chairman and Chief Executive Officer Sheila K. Davidson 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Executive Vice President and Chief Legal Officer Craig L. DeSanto 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Director President Eric A. Feldstein 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Executive Vice President and Chief Financial Officer Mark J. Madgett 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Executive Vice President and Head of Agency Anthony R. Malloy 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Executive Vice President and Chief Investment Officer David J. Castellani 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President and Business Information Officer Yie-Hsin Hung 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President Carla T. Rutigliano 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President and Head of Human Resources and Corporate Affairs Patricia Barbari 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President and General Auditor Elizabeth K. Brill 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President and Chief Actuary Thomas A. Hendry 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President and Treasurer Amy Miller 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President, Deputy General Counsel, and Secretary Robert M. Gardner 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President and Controller Betty C. Alewine 51 Madison Avenue New York NY NEW YORK 10010 Director Michele G. Buck 51 Madison Avenue New York NY NEW YORK 10010 Director Robert B. Carter 51 Madison Avenue New York NY NEW YORK 10010 Director Ralph de la Vega 51 Madison Avenue New York NY NEW YORK 10010 Director Mark L. Feidler 51 Madison Avenue New York NY NEW YORK 10010 Director Robert F. Friel 51 Madison Avenue New York NY NEW YORK 10010 Director Donna H. Kinnaird 51 Madison Avenue New York NY NEW YORK 10010 Director Thomas C. Schievelben 51 Madison Avenue New York NY NEW YORK 10010 Director Edward D. Shirley 51 Madison Avenue New York NY NEW YORK 10010 Director Gerald B. Smith 51 Madison Avenue New York NY NEW YORK 10010 Director Aaron C. Ball 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President and Head of Insurance Solutions, Service and Marketing Claire L. Babineaux-Fontenot 51 Madison Avenue New York NY NEW YORK 10010 Director Paula A. Steiner 51 Madison Avenue New York NY NEW YORK 10010 Director Alexander I. M. Cook 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President and Head of Strategic Capabilities Alain M. Karaoglan 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President and Head of Non-Agency Strategic Insurance Businesses Natalie Lamarque 51 Madison Avenue New York NY NEW YORK 10010 Executive Officer Senior Vice President and General Counsel Insurance Decline to Disclose 06b false 2021-01-29 false true Interests in Deferred First Year Commission Plan false 1 NYLIFE Securities LLC 5167 None None 51 Madison Avenue, Room 713 New York NY NEW YORK 10010 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WY WYOMING false Indefinite 442831 Indefinite false 214 0 0 No commission or selling remuneration will be paid, directly or indirectly, in connection with this transaction. 0 false NEW YORK LIFE INSURANCE CO /s/ Maria J. Mauceri Maria J. Mauceri Vice President & Actuary 2021-02-16