0000071633-19-000005.txt : 20190122 0000071633-19-000005.hdr.sgml : 20190122 20190118192002 ACCESSION NUMBER: 0000071633-19-000005 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190122 DATE AS OF CHANGE: 20190118 EFFECTIVENESS DATE: 20190122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK LIFE INSURANCE CO CENTRAL INDEX KEY: 0000071633 IRS NUMBER: 135582869 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-330990 FILM NUMBER: 19534047 BUSINESS ADDRESS: STREET 1: 51 MADISON AVE ROOM 207 STREET 2: ATTN: SECURITIES OPERATIONS CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (201) 685-6331 MAIL ADDRESS: STREET 1: 51 MADISON AVE ROOM 207 STREET 2: ATTN: SECURITIES OPERATIONS CITY: NEW YORK STATE: NY ZIP: 10010 D 1 primary_doc.xml X0708 D LIVE 0000071633 NEW YORK LIFE INSURANCE CO 51 MADISON AVE, ROOM 651 ATTN: SECURITIES OPERATIONS NEW YORK NY NEW YORK 10010 2125766806 NEW YORK None None Other MUTUAL LIFE INSURANCE COMPANY true THEODORE A. MATHAS 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer Director CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER CARLA T. RUTIGLIANO 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer SENIOR VICE PRESIDENT SHEILA K. DAVIDSON 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER AND GENERAL COUNSEL JOHN T. FLEURANT 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER DAVID J. CASTELLANI 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer SENIOR VICE PRESIDENT AND BUSINESS INFORMATION OFFICER PATRICIA L. BARBARI 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer SENIOR VICE PRESIDENT AND GENERAL AUDITOR CRAIG L. DESANTO 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer EXECUTIVE VICE PRESIDENT, INSURANCE & AGENCY GROUP MATTHEW M. GROVE 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer EXECUTIVE VICE PRESIDENT, INSURANCE & AGENCY GROUP THOMAS A. HENDRY 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer SENIOR VICE PRESIDENT AND TREASURER YIE-HSIN HUNG 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer SENIOR VICE PRESIDENT MARK J. MADGETT 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer SENIOR VICE PRESIDENT AND HEAD OF AGENCY ANTHONY R. MALLOY 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER AMY MILLER 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND SECRETARY KATHERINE R. O'BRIEN 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer SENIOR VICE PRESIDENT AND CHIEF HUMAN RESOURCES OFFICER JOEL M. STEINBERG 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer SENIOR VICE PRESIDENT, CHIEF RISK OFFICER AND CHIEF ACTUARY ROBERT M. GARDNER 51 MADISON AVE NEW YORK NY NEW YORK 10010 Executive Officer SENIOR VICE PRESIDENT AND CONTROLLER BETTY C. ALEWINE 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director MICHELE G. BUCK 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director ROBERT B. CARTER 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director RALPH DE LA VEGA 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director MARK L. FEIDLER 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director CHRISTINA A. GOLD 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director S. THOMAS MOSER 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director THOMAS C. SCHIEVELBEIN 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director EDWARD D. SHIRLEY 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director GERALD B. SMITH 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director DONNA H. KINNAIRD 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director ROBERT F. FRIEL 51 MADISON AVE NEW YORK NY NEW YORK 10010 Director Insurance Decline to Disclose 06b false true false true INTERESTS IN DEFERRED FIRST YEAR COMMISSION PLAN false 1 NYLIFE SECURITIES LLC 5167 None None 51 MADISON AVE, ROOM 713 NEW YORK NY NEW YORK 10010 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false Indefinite 0 Indefinite EACH PARTICIPANT MAY DEFER UP TO 100% OF THEIR FIRST YEAR COMMISSIONS RECEIVED FROM THE COMPANY. PARTICIPANTS MAY ALSO TRANSFER UP TO 100% OF THE BALANCE OF CERTAIN OTHER ACCOUNTS HELD AT THE COMPANY. false 0 0 0 NO COMMISSION OR SELING REMUNERATION WILL BE PAID, DIRECTLY OR INDIRECTLY, IN CONNECTION WITH THIS TRANSACTION. 0 false NEW YORK LIFE INSURANCE CO /s/ Maria J. Mauceri Maria J. Mauceri Vice President & Actuary 2019-01-18