0001592747-14-000017.txt : 20140212 0001592747-14-000017.hdr.sgml : 20140212 20140211205647 ACCESSION NUMBER: 0001592747-14-000017 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAULSON CAPITAL CORP CENTRAL INDEX KEY: 0000704159 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 930589534 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-211757 FILM NUMBER: 14596221 BUSINESS ADDRESS: STREET 1: 1331 NW LOVEJOY STREET STREET 2: SUITE 720 CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 5032436000 MAIL ADDRESS: STREET 1: 1331 NW LOVEJOY STREET STREET 2: SUITE 720 CITY: PORTLAND STATE: OR ZIP: 97209 D 1 primary_doc.xml X0707 D LIVE 0000704159 PAULSON CAPITAL CORP 1331 NW LOVEJOY STREET SUITE 720 PORTLAND OR OREGON 97209 5032436000 OREGON None None Corporation true Trent Davis c/o Paulson Capital Corp. 1331 NW Lovejoy Street, Suite 720 Portland OR OREGON 97209 Executive Officer Director Murray G. Smith c/o Paulson Capital Corp. 1331 NW Lovejoy Street, Suite 720 Portland OR OREGON 97209 Executive Officer Chester L.F. Paulson c/o Paulson Capital Corp. 1331 NW Lovejoy Street, Suite 720 Portland OR OREGON 97209 Promoter Charles L.F. Paulson c/o Paulson Capital Corp. 1331 NW Lovejoy Street, Suite 720 Portland OR OREGON 97209 Director Paul F. Shoen c/o Paulson Capital Corp. 1331 NW Lovejoy Street, Suite 720 Portland OR OREGON 97209 Director Alan P. Timmins c/o Paulson Capital Corp. 1331 NW Lovejoy Street, Suite 720 Portland OR OREGON 97209 Director Shannon P. Pratt, D.B.A. c/o Paulson Capital Corp. 1331 NW Lovejoy Street, Suite 720 Portland OR OREGON 97209 Director Investment Banking Decline to Disclose 06c false 2014-01-29 false true false 32800 550000 250000 300000 false 6 0 0 0 false PAULSON CAPITAL CORP /s/ Murray G. Smith Murray G. Smith Chief Financial Officer 2014-02-11