0000702007-25-000001.txt : 20250411 0000702007-25-000001.hdr.sgml : 20250411 20250411165952 ACCESSION NUMBER: 0000702007-25-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20250411 DATE AS OF CHANGE: 20250411 EFFECTIVENESS DATE: 20250411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALDWELL SUTTER CAPITAL, INC. CENTRAL INDEX KEY: 0000702007 ORGANIZATION NAME: EIN: 942799654 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-543519 FILM NUMBER: 25832860 BUSINESS ADDRESS: STREET 1: 30 LIBERTY SHIP WAY #3225 CITY: SAUSALITO STATE: CA ZIP: 94965-3324 BUSINESS PHONE: 415-367-4981 MAIL ADDRESS: STREET 1: PO BOX 190 CITY: SAUSALITO STATE: CA ZIP: 94966-0190 FORMER COMPANY: FORMER CONFORMED NAME: CALDWELL SECURITIES, INC DATE OF NAME CHANGE: 20100708 FORMER COMPANY: FORMER CONFORMED NAME: CALDWELL SECURITIES, INCORPORATED DATE OF NAME CHANGE: 20041201 FORMER COMPANY: FORMER CONFORMED NAME: CALDWELL SECURITIES INC /BD DATE OF NAME CHANGE: 19820422 D 1 primary_doc.xml X0708 D LIVE 0000702007 CALDWELL SUTTER CAPITAL, INC. 30 LIBERTY SHIP WAY #3225 SAUSALITO CA CALIFORNIA 94965-3324 415-962-2526 CALIFORNIA CALDWELL SECURITIES INC /BD CALDWELL SECURITIES, INC CALDWELL SECURITIES, INCORPORATED CALDWELL SECURITIES INC /BD Corporation true Joseph Francis Helmer 30 Liberty Ship Way Ste 3225 Sausalito CA CALIFORNIA 94965 Executive Officer Director Kathleen Reilly Helmer 30 Liberty Ship Way Ste 3225 Sausalito CA CALIFORNIA 94965 Executive Officer Director Christopher William Anderson 30 Liberty Ship Way Ste 32256 Sausalito CA CALIFORNIA 94965 Executive Officer Director Investing $5,000,001 - $25,000,000 06b false true false true false 0 3000000 0 3000000 false 0 0 0 0 false CALDWELL SUTTER CAPITAL, INC. /Joseph F. Helmer/ Joseph F. Helmer President 2025-04-11