-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U6dOICERz+laVGratSK8oxPJsB5znmoVoEdY6t0uUTdAe1xSVLF/vQDxNLHIOHns WVJbfGLeQAPFR+GK14WSTw== 0000912282-09-001460.txt : 20091007 0000912282-09-001460.hdr.sgml : 20091007 20091007125643 ACCESSION NUMBER: 0000912282-09-001460 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20091007 DATE AS OF CHANGE: 20091007 EFFECTIVENESS DATE: 20091007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRVINE SENSORS CORP/DE/ CENTRAL INDEX KEY: 0000357108 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330280334 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-35710-8L FILM NUMBER: 091109752 BUSINESS ADDRESS: STREET 1: 3001 REDHILL AVE CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145498211 MAIL ADDRESS: STREET 1: 3001 REDHILL AVE STREET 2: BLDG 3 STE 104 CITY: COSTA MESA STATE: CA ZIP: 92626 D 1 primary_doc.xml X0603 D LIVE 0000357108 IRVINE SENSORS CORP/DE/ 3001 REDHILL AVE BLDG 3 STE 104 COSTA MESA CA 92626 7145498211 DELAWARE None None Corporation true John C. Carson 3001 Red Hill Avenue Costa Mesa CA 92626 Director Executive Officer John J. Stuart, Jr. 3001 Red Hill Avenue Costa Mesa CA 92626 Executive Officer Jack Johnson 3001 Red Hill Avenue Costa Mesa CA 92626 Director Marc Dumont 3001 Red Hill Avenue Costa Mesa CA 92626 Director Thomas Kelly 3001 Red Hill Avenue Costa Mesa CA 92626 Director Frank Ragano 3001 Red Hill Avenue Costa Mesa CA 92626 Director Robert Richards 3001 Red Hill Avenue Costa Mesa CA 92626 Director Daryl Smetana 3001 Red Hill Avenue Costa Mesa CA 92626 Executive Officer Volkan Ozguz 3001 Red Hill Avenue Costa Mesa CA 92626 Executive Officer Peter Kenefick 3001 Red Hill Avenue Costa Mesa CA 92626 Executive Officer Other Technology $5,000,001 - $25,000,000 06 false 2009-09-30 false true true false 0 3594700 3594700 0 Represents sale of 3,490 preferred stock units. Each unit consisted of one share of Series B Convertible Preferred Stock and a warrant to purchase the Company's common stock. Amount reflects 2,094,000 warrant shares multiplied by $0.55 exercise price. false 67 0 816660 Represents fees and expense reimbursements paid to placement agent as well as warrant issued to placement agent. Amount reflects 907,400 warrant shares multiplied by $0.55 exercise price. 0 false IRVINE SENSORS CORP/DE/ /s/ John J. Stuart, Jr. John J. Stuart, Jr. Chief Financial Officer 2009-10-07 -----END PRIVACY-ENHANCED MESSAGE-----