0000320017-26-000039.txt : 20261002 0000320017-26-000039.hdr.sgml : 20261002 20261002162349 ACCESSION NUMBER: 0000320017-26-000039 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20261002 DATE AS OF CHANGE: 20261002 EFFECTIVENESS DATE: 20261002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LISATA THERAPEUTICS, INC. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences EIN: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-599822 FILM NUMBER: 261436873 BUSINESS ADDRESS: STREET 1: 110 ALLEN ROAD STREET 2: SECOND FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-229-2590 MAIL ADDRESS: STREET 1: 110 ALLEN ROAD STREET 2: SECOND FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: CALADRIUS BIOSCIENCES, INC. DATE OF NAME CHANGE: 20170808 FORMER COMPANY: FORMER CONFORMED NAME: Caladrius Biosciences, Inc. DATE OF NAME CHANGE: 20150608 FORMER COMPANY: FORMER CONFORMED NAME: NeoStem, Inc. DATE OF NAME CHANGE: 20060906 D 1 primary_doc.xml X0708 D LIVE 0000320017 LISATA THERAPEUTICS, INC. 110 ALLEN ROAD SECOND FLOOR BASKING RIDGE NJ NEW JERSEY 07920 908-229-2590 DELAWARE CALADRIUS BIOSCIENCES, INC. Caladrius Biosciences, Inc. NeoStem, Inc. Corporation true DAVID MAZZO 110 ALLEN ROAD SECOND FLOOR BASKING RIDGE NJ NEW JERSEY 07920 Executive Officer Director JAMES NISCO 110 ALLEN ROAD SECOND FLOOR BASKING RIDGE NJ NEW JERSEY 07920 Executive Officer TARIQ IMAM 110 ALLEN ROAD SECOND FLOOR BASKING RIDGE NJ NEW JERSEY 07920 Executive Officer GREGORY BROWN 110 ALLEN ROAD SECOND FLOOR BASKING RIDGE NJ NEW JERSEY 07920 Director HEIDI HENSON 110 ALLEN ROAD SECOND FLOOR BASKING RIDGE NJ NEW JERSEY 07920 Director CYNTHIA FLOWERS 110 ALLEN ROAD SECOND FLOOR BASKING RIDGE NJ NEW JERSEY 07920 Director STEVEN KLOSK 110 ALLEN ROAD SECOND FLOOR BASKING RIDGE NJ NEW JERSEY 07920 Director MOHAMMAD AZAB 110 ALLEN ROAD SECOND FLOOR BASKING RIDGE NJ NEW JERSEY 07920 Director TED LOVE 110 ALLEN ROAD SECOND FLOOR BASKING RIDGE NJ NEW JERSEY 07920 Director Biotechnology Decline to Disclose 06b false 2026-09-17 false true true true 0 H.C.WAINWRIGHT & CO., LLC 375 None None 430 PARK AVENUE 4TH FLOOR NEW YORK NY NEW YORK 10022 All States false LEERINK PARTNERS LLC 39011 None None 53 STATE STREET 40TH FLOOR BOSTON MA MASSACHUSETTS 02109 All States false LIFESCI CAPITAL 168404 None None 1700 BROADWAY 40TH FLOOR NEW YORK NY NEW YORK 10019 All States false 351903103 351903103 0 true 20 20 2600000 0 0 false LISATA THERAPEUTICS, INC. /s/ David Mazzo David Mazzo CEO 2026-10-02