0000320017-21-000010.txt : 20210201 0000320017-21-000010.hdr.sgml : 20210201 20210201125334 ACCESSION NUMBER: 0000320017-21-000010 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 EFFECTIVENESS DATE: 20210201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALADRIUS BIOSCIENCES, INC. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-388000 FILM NUMBER: 21575785 BUSINESS ADDRESS: STREET 1: 110 ALLEN ROAD STREET 2: SECOND FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-842-0100 MAIL ADDRESS: STREET 1: 110 ALLEN ROAD STREET 2: SECOND FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: Caladrius Biosciences, Inc. DATE OF NAME CHANGE: 20150608 FORMER COMPANY: FORMER CONFORMED NAME: NeoStem, Inc. DATE OF NAME CHANGE: 20060906 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 D 1 primary_doc.xml X0708 D LIVE 0000320017 CALADRIUS BIOSCIENCES, INC. 110 ALLEN ROAD SECOND FLOOR BASKING RIDGE NJ NEW JERSEY 07920 908-842-0100 DELAWARE Caladrius Biosciences, Inc. NeoStem, Inc. PHASE III MEDICAL INC/DE Corporation true David J. Mazzo c/o Caladrius Biosciences, Inc. 110 Allen Road, Second Floor Basking Ridge NJ NEW JERSEY 07920 Executive Officer Director Michael Davidson c/o Caladrius Biosciences, Inc. 110 Allen Road, Second Floor Basking Ridge NJ NEW JERSEY 07920 Director Anne Whitaker c/o Caladrius Biosciences, Inc. 110 Allen Road, Second Floor Basking Ridge NJ NEW JERSEY 07920 Director Steven M. Klosk c/o Caladrius Biosciences, Inc. 110 Allen Road, Second Floor Basking Ridge NJ NEW JERSEY 07920 Director Gregory B. Brown c/o Caladrius Biosciences, Inc. 110 Allen Road, Second Floor Basking Ridge NJ NEW JERSEY 07920 Director Steven S. Myers c/o Caladrius Biosciences, Inc. 110 Allen Road, Second Floor Basking Ridge NJ NEW JERSEY 07920 Director Cynthia S. Schwalm c/o Caladrius Biosciences, Inc. 110 Allen Road, Second Floor Basking Ridge NJ NEW JERSEY 07920 Director Peter G. Traber c/o Caladrius Biosciences, Inc. 110 Allen Road, Second Floor Basking Ridge NJ NEW JERSEY 07920 Director Biotechnology Decline to Disclose 06b false 2021-01-25 false true true true false 0 H.C. Wainwright & Co., LLC3 375 None None 430 Park Avenue 3rd Floor New York NY NEW YORK 10022 CA CALIFORNIA IL ILLINOIS NV NEVADA NJ NEW JERSEY NY NEW YORK false 25000000 25000000 0 Represents an aggregate of approximately $25,000,000 of common stock and warrants at an exercise price equal to $2.90. false 23 1750000 0 0 false CALADRIUS BIOSCIENCES, INC. David J. Mazzo David J. Mazzo President & CEO 2021-01-29